Attached files

file filename
10-Q - 10-Q - Frontier Communications Parent, Inc.ftr-20160630x10q.htm
EX-32 - EX-32 - Frontier Communications Parent, Inc.ftr-20160630xex32.htm
EX-31.2 - EX-31.2 - Frontier Communications Parent, Inc.ftr-20160630xex31_2.htm
EX-31.1 - EX-31.1 - Frontier Communications Parent, Inc.ftr-20160630xex31_1.htm
EX-4.5 - EX-4.5 - Frontier Communications Parent, Inc.ftr-20160630xex4_5.htm
EX-4.4 - EX-4.4 - Frontier Communications Parent, Inc.ftr-20160630xex4_4.htm
EX-4.2 - EX-4.2 - Frontier Communications Parent, Inc.ftr-20160630xex4_2.htm
EX-4.1 - EX-4.1 - Frontier Communications Parent, Inc.ftr-20160630xex4_1.htm

Exhibit 4.3













    FIRST SUPPLEMENTAL INDENTURE, dated as of the 15th day of

April, 1996 (herein called the "First Supplemental Indenture"),

between GTE CALIFORNIA INCORPORATED, a corporation duly organized

and existing under the laws of the State of California

(hereinafter referred to as the "Company"), and First Trust of

California, National Association, a banking association organized

and existing under the laws of the United States (hereinafter

referred to as the "Trustee") as successor trustee to Bank of

America National Trust and Savings Association under the

Indenture dated as of December 1, 1993, between the Company and

the Trustee (hereinafter referred to as the "Original

Indenture").  Capitalized terms used in this First Supplemental

Indenture and not otherwise defined herein shall have the

meanings set forth in the Original Indenture.



    WHEREAS, in accordance with Section 9.01(c) of the Original

Indenture, the Company and the Trustee may enter into

supplemental indentures to the Original Indenture without the

consent of the Securityholders to cure any ambiguity or to

correct or supplement any provision which may be defective or

inconsistent with the Original Indenture or any supplemental

indenture, or to make such other provisions in regard to matters

or questions arising under the Original Indenture as shall not be

inconsistent with the provisions of the Original Indenture and

not adversely affect the interests of the holders of the

Securities of any series; and



    WHEREAS, the Company desires to amend the Original Indenture

in accordance with Section 9.01(c) and has determined that the

requirements of Section 9.01(c) have been satisfied and has

requested the Trustee to join with it in the execution and

delivery of this First Supplemental Indenture; all requirements

necessary to make this First Supplemental Indenture a valid

instrument, in accordance with its terms, have been met; and the

execution and delivery hereof have been in all respects duly

authorized;



    NOW, THEREFORE, for good and valuable consideration the

sufficiency of which is hereby recognized, the Company covenants

and agrees with the Trustee as follows:



                          ARTICLE ONE

                              

             AMENDMENTS TO TERMS OF THE INDENTURE



    Section 1.01  Certain Definitions.  The Company and Trustee

hereby amend Section 1.01 of the Original Indenture pursuant to

Section 9.01(c) of the Original Indenture to add the following

definitions in alphabetical order:




 

"Depository:



    The term "Depository" shall mean, with respect to Securities

of any series for which the Company shall determine that such

Securities will be issued as a Global Security, The Depository

Trust Company, New York, New York, another clearing agency, or

any successor registered as a clearing agency under the

Securities and Exchange Act of 1934, as amended, or other

applicable statute or regulation, which, in each case, shall be

designated by the Company pursuant to either Section 2.01 or

2.11."



                              and







"Global Security:



    The term "Global Security" shall mean, with respect to any

series of Securities, a Security executed by the Company and

authenticated and delivered by the Trustee to the Depository or

pursuant to the Depository's written instruction (if acceptable

to the Trustee) held by the Trustee as custodian for the

Depository, all in accordance with this Indenture, which shall be

registered in the name of the Depository or its nominee."



    Section 1.02  Terms of the Securities.  The Company and

Trustee hereby amend Section 2.01 of the Original Indenture

pursuant to Section 9.01(c) of the Original Indenture to add a

new paragraph (9) to read as follows:



    "(9)  whether the Securities of the series are issuable as a

Global Security and, in such case, the identity of the Depository

for such series; and"



and to renumber the existing paragraph (9) as paragraph (10).



    Section 1.03  Regular Record Date.  The Company and Trustee

hereby amend the next to last paragraph of Section 2.03 of the

Original Indenture in its entirety pursuant to Section 9.01(c) of

the Original Indenture, to read as follows:



    "Unless otherwise set forth in a Board Resolution or one or

more indentures supplemental hereto establishing the terms of any

series of Securities pursuant to Section 2.01 hereof, the term

"regular record date" as used in this Section with respect to a

series of Securities with respect to any interest payment date

for such series shall mean either the fifteenth day of the month

immediately preceding the month in which an interest payment date

established for such series pursuant to Section 2.01 hereof shall

occur, if such interest payment date is the first day of a month,

or the first day of the month in which an interest payment date

established for such series pursuant to Section 2.01 hereof shall

occur, if such interest payment date is the fifteenth day of a

month, whether or not such date is a business day."



    Section 1.04  Exchange of Securities.  The Company and


 

Trustee hereby amend Section 2.05 of the Original Indenture

pursuant to Section 9.01(c) of the Original Indenture to insert a

new paragraph at the end of Section 2.05 which reads as follows:



    "The provisions of this Section 2.05 are, with respect to

any Global Security, subject to Section 2.11 hereof."



    Section 1.05  Global Securities.  The Company and Trustee

hereby amend Article II of the Original Indenture pursuant to

Section 9.01(c) of the Original Indenture to insert a new Section

2.11 at the end of Article II which reads as follows:



    "Section 2.11  (a)  If the Company shall establish pursuant

to Section 2.01 that the Securities of a particular series are to

be issued as a Global Security, then the Company shall execute

and the Trustee shall, in accordance with Section 2.04,

authenticate and deliver, a Global Security which (i) shall

represent, and shall be denominated in an amount equal to the

aggregate principal amount of, all of the Outstanding Securities

of such series, (ii)



                              -2-



shall be registered in the name of the Depository or its nominee,

(iii) shall be delivered by the Trustee to the Depository or

pursuant to the Depository's written instruction or (if

acceptable to the Trustee) held by the Trustee as custodian for

the Depository, and (iv) shall bear a legend substantially to the

following effect:  'Except as otherwise provided in Section 2.11

of the Indenture, this Security may be transferred, in whole but

not in part, only to another nominee of the Depository or to a

successor Depository or to a nominee of such successor

Depository'.



    (b)  Notwithstanding the provisions of Section 2.05, the

Global Security of a series may be transferred, in whole but not

in part and in the manner provided in Section 2.05, only to

another nominee of the Depository for such series, or to a

successor Depository for such series selected or approved by the

Company or to a nominee of such successor Depository.



    (c)  If at any time the Depository for a series of

Securities notifies the Company that it is unwilling or unable to

continue as Depository for such series or if at any time the

Depository for such series shall no longer be registered or in

good standing under the Securities Exchange Act of 1934, as

amended, or other applicable statute or regulation and a

successor Depository for such series is not appointed by the

Company within 90 days after the Company receives such notice or

becomes aware of such condition, as the case may be, this Section

2.11 shall no longer be applicable to the Securities of such

series and the Company will execute, and subject to Section 2.05,

the Trustee will authenticate and deliver, Securities of such

series in definitive registered form without coupons, in

authorized denominations, and in an aggregate principal amount

equal to the principal amount of the Global Security of such

series in exchange for such Global Securities.  In addition, the


 

Company may at any time determine that the Securities of any

series shall no longer be represented by a Global Security and

that the provisions of this Section 2.11 shall no longer apply to

the Securities of such series.  In such event the Company will

execute and subject to Section 2.05, the Trustee, upon receipt of

an Officers' Certificate evidencing such determination by the

Company, will authenticate and deliver Securities of such series

in definitive registered form without coupons, in authorized

denominations, and in an aggregate principal amount equal to the

principal amount of the Global Security of such series in

exchange for such Global Security.  Upon the exchange of the

Global Security for such Securities in definitive registered form

without coupons, in authorized denominations, the Global Security

shall be cancelled by the Trustee.  Such Securities in definitive

registered form issued in exchange for the Global Security

pursuant to this Section 2.11(c) shall be registered in such

names and in such authorized denominations as the Depository,

pursuant to instructions from its direct or indirect participants

or otherwise, shall instruct the Trustee.  The Trustee shall

deliver such Securities to the Depository for delivery to the

persons in whose names such Securities are so registered."



                          ARTICLE TWO

                              

                         MISCELLANEOUS



    Section 2.01  Effectiveness of Provisions.  The provisions

of this First Supplemental Indenture shall be effective only with

respect to series of Securities issued after the date hereof.







                              -3-



    Section 2.02  Execution of Supplemental Indenture.  This

First Supplemental Indenture is executed and shall be construed

as an indenture supplemental to the Original Indenture and, as

provided in the Original

Indenture, this First Supplemental Indenture forms a part

thereof.



    Section 2.03  Conflict with Trust Indenture Act.  If and to

the extent that any provision hereof limits, qualifies or

conflicts with the duties imposed by Sections 310 to 317,

inclusive, of the Trust Indenture Act of 1939, as amended, such

imposed duties shall control.



    Section 2.04  Successors and Assigns.  All covenants and

agreements in this First Supplemental Indenture by the Company

shall bind its successors and assigns, whether so expressed or

not.



    Section 2.05  Separability Clause.  In case any one or more

of the provisions contained in this First Supplemental Indenture,

the Original Indenture or in the Securities of any series shall

for any reason be held to be invalid, illegal or unenforceable in

any respect, such invalidity, illegality or unenforceability


 

shall not affect any other provisions of this First Supplemental

Indenture, the Original Indenture or of such Securities, but this

First Supplemental Indenture, the Original Indenture and such

Securities shall be construed as if such invalid or illegal or

unenforceable provision had never been contained herein or

therein.



    Section 2.06  Benefits of First Supplemental Indenture.

Nothing in this First Supplemental Indenture or in the Original

Indenture, express or implied, shall give to any person, other

than the parties hereto and their successors hereunder and the

Securityholders (to the extent specified herein or therein), any

benefit or any legal or equitable right, remedy or claim under

this First Supplemental Indenture.



    Section 2.07  Governing Law.  This First Supplemental

Indenture shall be deemed to be a contract made under the laws of

the State of New York, and for all purposes shall be construed in

accordance with the laws of said State.



    Section 2.08  Execution and Counterparts.  This First

Supplemental Indenture may be executed in any number of

counterparts, each of which shall be an original; but such

counterparts shall together constitute but one and the same

instrument.



































                              -4-





    IN WITNESS WHEREOF, the parties hereto have caused this

Indenture to be duly executed, and their respective corporate

seals to be hereunto affixed and attested, all as of the day and

year first above written.





                             GTE CALIFORNIA INCORPORATED







                             By _____________________________




 



Attest:







By _____________________________

  Secretary





                             FIRST TRUST OF CALIFORNIA,

                               NATIONAL ASSOCIATION, as TRUSTEE







                             By _____________________________

                               Title:



Attest:









By _____________________________

 Title:

































                              -5-