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EX-99.1 - CAPITAL MARKETS OUTLOOK, DATED AS OF JULY 20, 2016 - Fifth Street Asset Management Inc.v444586_ex99-1.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 


FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):   July 20, 2016
Fifth Street Asset Management Inc.
(Exact name of registrant as specified in its charter)

Delaware 001-36701 46-5610118
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
 

777 West Putnam Avenue, 3rd Floor

Greenwich, CT 06830

(Address of principal executive offices) (Zip Code)
 
Registrant’s telephone number, including area code   (203) 681-3600
 
 
(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 7.01Regulation FD Disclosure

 

Fifth Street Asset Management Inc. has attached hereto as Exhibit 99.1 a copy of a “Capital Markets Outlook” newsletter, dated as of July 20, 2016, that it intends to provide to investors and other market participants.

 

The information contained in Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. In addition, the information contained in Exhibit 99.1 shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.

 

Item 9.01Financial Statements and Exhibits

 

(d)Exhibits:

 

99.1Capital Markets Outlook, dated as of July 20, 2016

 

 

 

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

    FIFTH STREET ASSET MANAGEMENT INC.
     
     
Date: July 20, 2016   By: /s/ Kerry S. Acocella  
      Name: Kerry S. Acocella  
      Title: Secretary  
           

 

 

 

 

 

 

EXHIBIT INDEX

 

 

 

Exhibit

 

99.1Capital Markets Outlook, dated as of July 20, 2016