UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) June 30, 2016
| Champion Industries, Inc. |
(Exact Name of Registrant as Specified in Its Charter)
| West Virginia |
(State or Other Jurisdiction of Incorporation)
| 000-21084 | 55-0717455 |
(Commission File No.) (IRS Employer Identification No.)
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2450 First Avenue
P. O. Box 2968
Huntington, West Virginia
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25728 |
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(Address of Principal Executive Offices)
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(Zip Code) |
(304) 528-2700
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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INFORMATION TO BE INCLUDED IN THE REPORT
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Section 5 – Corporate Governance and Management
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Item 5.07 Submission of Matters to a Vote of Security Holders.
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At a special meeting of shareholders of Champion Industries, Inc. (the “Company”) held June 30, 2016, the following matters were voted upon:
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| A) Approve proposed amendments to Article 7 of the Company’s Articles of Incorporation (which relates to the Company’s capital stock) and to effectuate a 1 for 200 reverse stock split of all the common shares of the Company. |
| Votes "For" | Votes “Against” | Abstentions | Broker Non-Votes | ||||||
| 9,531,141 | 1,073,373 | 18,610 | -0- | ||||||
| B) Approving proposed amendments to Article 7 of the Company’s Articles of Incorporation (which relates to the Company’s capital stock) to authorize and create a new class of capital stock, specifically 2,500 shares of Preferred Series A stock having a par value of $1,000 per share, and approve issuance of such shares in exchange for the conversion, into such shares, of certain existing debt owed by the Company to a shareholder. |
| Votes "For" | Votes “Against” | Abstentions | Broker Non-Votes | ||||||
| 9,875,046 | 727,633 | 20,445 | -0- | ||||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CHAMPION INDUSTRIES, INC.
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| (Registrant) | ||
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/s/ Justin T. Evans
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| Date: July 5, 2016 | Justin T. Evans, Senior Vice President
and Chief Financial Officer
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