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EX-99.1 - EXHIBIT 99.1 - AVIAT NETWORKS, INC.ex991nasdaqcompliance6-28x.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 28, 2016
AVIAT NETWORKS, INC.
(Exact name of registrant as specified in its charter)

Delaware
 
001-33278
 
20-5961564
(State or other jurisdiction
 
(Commission
 
(IRS Employer
of incorporation)
 
File Number)
 
Identification No.)

5200 Great America Parkway
Santa Clara, CA 95054
(Address of principal executive offices, including zip code)
(408) 567-7000
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




 




TABLE OF CONTENTS
 
Item 8.01 Other Events
Item 9.01 Financial Statements and Exhibits
SIGNATURE


EX-99.1





Item 8.01 Other Events.

On January 4, 2016, Aviat Networks, Inc. (the “Company”) received a notice from The Nasdaq Stock Market (“Nasdaq”) stating that the Company was not in compliance with Nasdaq Listing Rule 5450(a)(1) (the “Rule”) because the Company’s common stock failed to maintain a minimum closing bid price of $1.00 for 30 consecutive business days

On June 28, 2016, the Company received a letter from Nasdaq notifying the Company that, because the closing bid price of the Company’s common stock had been $1.00 per share or greater for a period of 10 consecutive business days, the Company had regained compliance with Nasdaq’s listing rules. A copy of the press release issued by the Company concerning the foregoing is attached as Exhibit 99.1 and incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

99.1    Press Release, issued by Aviat Networks, Inc. on June 29, 2016.





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
AVIAT NETWORKS, INC.

June 29, 2016
By:
/s/ Ralph.S.Marimon
 
 
Name:
Ralph S. Marimon
 
 
Title:
Senior Vice President and Chief Financial Officer




EXHIBIT INDEX
Exhibit No.
Under
Regulation S-K,
Item 601
  
Description
 
 
99.1
  
Press Release, issued by Aviat Networks, Inc. on June 29, 2016.