SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

 


 

FORM 8-K

 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported)

 

June 15, 2016

 

Evolving Systems, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware
(State or other jurisdiction of
incorporation)

 

001-34261
(Commission File Number)

 

84-1010843
(I.R.S. Employer Identification
No.)

 

9777 Pyramid Court, Suite 100, Englewood, Colorado

 

80112

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (303) 802-1000

 

Not applicable

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07                                           Submission of Matters to a Vote of Security Holders

 

Evolving Systems held its Annual Meeting of Stockholders on June 15, 2016 (“Annual Meeting”) at the Company’s headquarters in Englewood, Colorado.  The Company is providing the following information regarding the results of the matters voted on by stockholders at the Annual Meeting.

 

Thaddeus Dupper, David J. Nicol, David S. Oros, Richard R. Ramlall, Julian D. Singer, Matthew Stecker and Thomas Thekkethala were elected to the Board of Directors. The stockholders also approved the Company’s 2016 Stock Incentive Plan, and they also ratified the Board of Directors’ appointment of Friedman LLP as the Company’s independent registered public accounting firm for the year ended December 31, 2016.

 

The final voting results on these matters were as follows:

 

1.                          Election of Directors.

 

Name

 

Votes For

 

Votes Withheld

 

Broker Non-Vote

Thaddeus Dupper

 

7,221,845

 

66,402

 

3,422,633

David J. Nicol

 

7,258,429

 

29,818

 

3,422,633

David S. Oros

 

7,214,564

 

73,683

 

3,422,633

Richard R. Ramlall

 

5,462,592

 

1,825,655

 

3,422,633

Julian D. Singer

 

6.965,584

 

322,663

 

3,422,633

Matthew Stecker

 

7,252,629

 

35,618

 

3,422,633

Thomas Thekkethala

 

7,250,857

 

37,390

 

3,422,633

 

2.                          Approval of the Company’s 2016 Stock Incentive Plan.

 

Votes For

 

Votes Against

 

Votes Abstain

 

Broker Non-Vote

 

6,368,937

 

871,247

 

48,063

 

3,422,633

 

 

3.                          Ratification of the selection of Friedman LLP as the Company’s independent registered public accounting firm to audit the consolidated financial statements of Evolving Systems for its fiscal year ending December 31, 2016.

 

Votes For

 

Votes Against

 

Votes Abstain

 

Broker Non-Vote

 

10,685,807

 

17,213

 

7,860

 

0

 

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  June 17, 2016

 

 

Evolving Systems, Inc.

 

 

 

By:

/s/ DANIEL J. MOORHEAD

 

 

Daniel J. Moorhead

 

 

Chief Financial Officer

 

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