UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 15, 2016
INRAD OPTICS, INC.
(Exact name of registrant as specified in its charter)
| New Jersey | 000-11668 | 22-2003247 | ||
| (State or other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| 181 Legrand Avenue, Northvale, NJ | 07647 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: 201-767-1910
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
At the Annual Meeting of Shareholders of Inrad Optics, Inc. held on June 15, 2016, shareholders representing 11,306,733 shares or 88.8% of the 12,733,208 shares of common stock outstanding on the record date of April 25, 2016 were present in person or by proxy, constituting a quorum for the purposes of the Annual Meeting. Matters voted upon at the Annual Meeting were as follows:
| Proposal One: The election of two (2) Class III directors to the Board of Directors to hold office for three (3) years. |
The Board’s nominees were elected. Voting for Proposal One was as follows:
Class III Director — Term Expires in 2019
|
Proposal One - Nominees |
Votes For |
Votes Withheld |
Broker Non-Votes |
|
Jan M. Winston |
6,487,868 |
203,977 |
4,614,888 |
|
Amy Eskilson |
6,487,868 |
203,977 |
4,614,888 |
Proposal Two: Ratification of Baker Tilly Virchow Krause, LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2016.
Voting for Proposal Two was as follows:
|
Proposal Two |
Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
|
Vote on Ratification of Independent Registered Public Accountant |
10,873,147 |
433,586 |
0 |
0 |
Proposal Three: Approval, as a non-binding advisory vote, our named executive officer compensation.
Voting for Proposal Three was as follows:
|
Proposal Three |
Votes For |
Votes Against |
Votes Abstained |
Broker Non-Votes |
|
Advisory Executive Compensation Vote |
6,424,991 |
229,577 |
37,277 |
4,614,888 |
| 2 |
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| INRAD OPTICS, INC. | |||
| Date: June 16, 2016 | By: | /s/ William J. Foote | |
| William J. Foote | |||
| Chief Financial Officer, Secretary and Treasurer | |||
| 3 |