Attached files

file filename
EX-32.2 - EXHIBIT 32.2 - OGL Holdings Ltd.v442322_ex32-2.htm
EX-32.1 - EXHIBIT 32.1 - OGL Holdings Ltd.v442322_ex32-1.htm
EX-31.2 - EXHIBIT 31.2 - OGL Holdings Ltd.v442322_ex31-2.htm
EX-31.1 - EXHIBIT 31.1 - OGL Holdings Ltd.v442322_ex31-1.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

Form 10-K/A

 

  

þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended December 31, 2015

 

OR

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from             to             

 

Commission file number 000-55387

 

 

  

OGL HOLDINGS LTD.

(Exact name of registrant as specified in its charter)

 

 

 

 

Delaware 47-3165342

(State or other jurisdiction of

incorporation or organization)

(I.R.S. Employer

Identification Number)

 

RED GROTTO ACQUISITION CORPORATION

(Former name of registrant)

 

Shan Shui Commercial Building

24 Floor, Xuyi County, Jiangsu Province

Huai River Town 57, China

0517-886 55757 

 

 

(Address, including zip code, and telephone number, including area code
of registrant’s principal executive offices)

 

Inc. Plan

Trolley Square, Suite 20 C

Wilmington, Delaware 19806 

 

  

(Name, address, including zip code, and telephone number,
Including area code, of agent for service)

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.     Yes ¨  No þ

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 of Section 15(d) of the Act.     Yes ¨ No þ

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes þ  No o

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T( Section 232.405 of this chapter)during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).     Yes þ No o

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.     Yes þ No o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule  12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer   ¨   Accelerated filer   ¨
Non-accelerated filer   ¨   (Do not check if a smaller reporting company)   Smaller reporting company   þ

 

Indicate by check mark whether the registrant is a shell company (as defined in rule 12b-2 of the Act).    Yes þ  No o

 

State the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, as of the last business day of the registrant's most recently completed second fiscal quarter. $ 0

 

Indicate the number of shares outstanding of each of the registrant's classes of common stock as of the latest practicable date.

 

Class   Outstanding at March 11, 2016  
       
Common Stock, par value $0.0001   2,000,000  
Documents incorporated by reference:   None  

  

 

 

 

 EXPLANATORY NOTE

 

OGL Holding Ltd. is filing this Amendment No. 1 (this “Amendment”) to its Annual Report on Form 10-K for the fiscal year ended December 31, 2015 (the “Original Form 10-K”), which was filed with the Securities and Exchange Commission (the “SEC”) on May 27, 2016, and which reported on the years ended December 31, 2015 and December 31, 2014, to include a revised Signature page, Exhibit Table and revised Certifications to include the correct officers, their titles and signatures required to execute such documents.

 

Except as described above, no other changes have been made to the Original Form 10-K. This Amendment does not reflect events occurring after the date of the Original Form 10-K or modifies or updates any of the other information contained in the Original Form 10-K in any way other than as required to reflect the amendments discussed above. Accordingly, this Amendment should be read in conjunction with the Original Form 10-K and our other filings with the SEC.

 

In addition, pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, as a result of this Amendment, the certifications pursuant to the Sarbanes-Oxley Act of 2002, as exhibits to the Original Form 10-K have been revised, re-executed and re-filed as of the date of this Amendment and are included as exhibits hereto.

 

 

 

 

PART IV

 

Item 15. Exhibits, Financial Statement Schedules

 

There are no financial statement schedules.

 

Exhibits:

 

31.1 Certification of the Chief Executive Officer  pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

 

31.2 Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

  

32.1 Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

32.2 Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

 

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized in the City of Jiangsu, China on June 15, 2016.

 

  OGL HOLDINGS LTD.
   
  /s/Tian, ChunZhi
  Chairman and President,
   
  /s/Cheng, Yee Fai Fred
  Chief Financial Officer and Principal Accounting Officer

 

Pursuant to the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Signature   Capacity   Date
         
/s/ Lim, Kun Lim   Chairman ,President and Director   June 15, 2016
Lim, Kun Lim        
         
/s/ Tian, ChunZhi   CEO and Director    June 15, 2016
Tian, ChunZhi        
         
/s/ Cheng, Yee Fai Fred   CFO and Director    June 15, 2016
Cheng, Yee Fai Fred