UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported):  June 15, 2016

 

MOELIS & COMPANY

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-36418

 

46-4500216

(State or other jurisdiction of
incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

399 Park Avenue, 5th Floor

 

 

New York, New York

 

10022

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code (212) 883-3800

 


 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

o                 Written communications pursuant to Rule 425 under the Securities Act

 

o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 



 

Item 5.07.                                        Submission of Matters to a Vote of Security Holders.

 

On June 14, 2016, the Company held its annual meeting of stockholders.  At the meeting, stockholders voted on proposals (1) to elect eight directors to the Company’s board of directors; and (2) to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016.   Following is the final tabulation of votes cast at the meeting.

 

Proposal 1: Election of Directors

Nominee

Votes For

Votes Withheld

Broker Non-Votes

Kenneth Moelis

323,056,975

4,010,295

1,242,654

Navid Mahmoodzadegan

318,801,515

8,265,755

1,242,654

Jeffrey Raich

318,850,306

8,216,964

1,242,654

Eric Cantor

318,849,143

8,218,127

1,242,654

J. Richard Leaman III

318,850,180

8,217,090

1,242,654

John A. Allison IV

326,946,818

120,452

1,242,654

Dr. Yvonne Greenstreet

326,848,902

218,368

1,242,654

Kenneth L. Shropshire

326,848,980

218,290

1,242,654

 

 

Proposal 2: Ratification of Independent Registered Public Accounting Firm

Votes For

Votes Against

Abstentions

Broker Non-Votes

328,181,546

125,130

3,248

0

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

MOELIS & COMPANY

 

 

 

 

 

 

 

By:

/s/ Osamu Watanabe

 

 

Name: Osamu Watanabe

 

 

Title: General Counsel and Secretary

 

Date: June 15, 2016

 

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