Millennium Investment & Acquisition Co Inc. - FORM 8-K - June 14, 2016

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): June 13, 2016

 

Millennium Investment & Acquisition Co. Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

(State or other jurisdiction of incorporation)

 

811-22156

(Commission File Number)

 

20-4531310

(IRS Employer Identification No.)

 

301 Winding Road

Old Bethpage, NY 11804

(Address of principal executive offices and Zip Code)

 

Registrant’s telephone number, including area code: (212) 750-0371

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 
   

 

SECTION 5: CORPORATE GOVERNANCE AND MANAGEMENT

 

Item 5.07 Submission of Matters to a Vote of Shareholders

 

Millennium Investment & Acquisition Company Inc.’s (the “Trust”) 2016 Annual Meeting of shareholders was held on June 13, 2016. For more information on the following proposals, see the company’s proxy statement dated May 13, 2016, the relevant portions of which are incorporated herein by reference.

 

Below are the final voting results.

 

1)Shareholders elected each of the four nominees to the Board of Trustees for a one-year term

 

   For   Withheld   Broker Nonvotes 
David Lesser   4,055,429    41,707    2,985,991 
Dionisio D’Aguilar   3,989,456    107,680    2,985,991 
Jesse Derris   4,055,429    41,707    2,985,991 
Kevin McTavish   4,055,429    41,707    2,985,991 

 

2)Shareholders ratified BDO USA, LLP as the Trust’s independent audit firm for 2016.

 

For   Against   Abstain 
 6,934,733    138,683    9,711 

 

 
   

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 14, 2016

 

MILLENNIUM INVESTMENT & ACQUISITION COMPANY, INC.

 

By: /s/ David H. Lesser  
  David H. Lesser  
  Chairman, CEO, Secretary & Treasurer