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EX-99.2 - EXHIBIT 99.2 - CurAegis Technologies, Inc.ex99-2.htm
EX-99.1 - EXHIBIT 99.1 - CurAegis Technologies, Inc.ex99-1.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

Date of Report (Date of Earliest Event Reported):

  

June 13, 2016 

 

Torvec, Inc.
__________________________________________
(Exact name of registrant as specified in its charter)

 

New York

000-24455

16-1509512

_____________________
(State or other jurisdiction

_____________
(Commission

______________
(I.R.S. Employer

of incorporation)

File Number)

Identification No.)

  

  

  

 

1999 Mt. Read Blvd, Bldg. 3, Rochester,

New York

  

 

 

14615

_________________________________
(Address of principal executive offices)

  

___________
(Zip Code)

  

  

  

Registrant’s telephone number, including area code:

  

585-254-1100

 

 

 

Not Applicable
______________________________________________
Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



 

 
 

 

 

Item 7.01 Regulation FD Disclosure

 

On June 13, 2016, the Company issued a press release providing an update of the Company’s accomplishments and business priorities. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.

 

 

 

Item 8.01

Other Events

 

On June 13, 2016, Torvec, Inc. issued a press release announcing the extension of the expiration of the offering of the company’s Series C-3 Voting Convertible Preferred Stock until 5:00 p.m. eastern time on September 1, 2016. A copy of the press release is attached hereto as Exhibit 99.2.

 

The commencement of the Series C-3 Voting Convertible Preferred Stock was disclosed in the company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on December 11, 2015. The shares of Series C-3 Preferred Stock available in the offering will not be registered under the Securities Act of 1933. Accordingly, those shares and the shares of common stock issuable upon their conversion are “restricted securities” within the meaning of Rule 144 under the Securities Act of 1933 and may not be offered for resale or resold or otherwise transferred except pursuant to a registration statement under the Securities Act of 1933 or an applicable exemption from registration requirements.

 

The information set forth herein is neither an offer to sell, nor a solicitation of an offer to buy, any Series C-3 Preferred Stock, and shall not constitute an offer, solicitation or sale in any jurisdiction in which such offer, solicitation or sale is unlawful. 



    
 

Item 9.01 Financial Statements and Exhibits

 

99.1

June 13, 2016 press release providing an update of the Company’s accomplishments and business priorities.

 

99.2

June 13, 2016 press release announcing extension of offering of Series C-3 preferred stock through September 1, 2016.

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

Torvec, Inc.

         

June 13, 2016

 

By:

 

/s/ Richard A. Kaplan

       

 

       

Richard A. Kaplan

       

Chief Executive Officer