UNITED-STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549 

_______________________________________

 

FORM 8-K

_______________________________________

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported):    May 18, 2016

 

UNITED-GUARDIAN, INC.

(Exact name of Registrant as Specified in Charter)

 

 

DELAWARE   1-10526   11-1719724
(State or Other Jurisdiction   (Commission File Number)   (IRS Employer
of Incorporation)       Identification No.)

 

 

230 Marcus Boulevard, Hauppauge, New York   11788
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant's telephone number, including area code:    (631) 273-0900

 

  Not Applicable  
  (Former name or former address, if changed since last report)  

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
¨    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)

 

Item 5.07.     Submission of Matters to a Vote of Security Holders.

 

The 2016 Annual Meeting of Stockholders (the “Annual Meeting”) of the Company was held on May 18, 2016. The voting results for each of the proposals submitted to a vote of the stockholders of the Company at the Annual Meeting are set forth below.

 

Election of Directors.  The Company’s stockholders elected the Board’s nominees as Directors of the Company by the following vote:

 

Name Votes For Votes Withheld Broker Non-Votes
Robert S. Rubinger 2,351,267 352,532 1,564,868
Kenneth H. Globus 2,370,102 333,697 1,564,868
Lawrence F. Maietta 2,350,803 352,996 1,564,868
Arthur Dresner 2,670,577 33,222 1,564,868
Andrew A. Boccone 2,668,511 35,288 1,564,868
S. Ari Papoulias 2,667,782 36,017 1,564,868

 

Ratification of the Appointment of Raich Ende Malter & Co. LLP as the Independent Registered Public Accountants of the Company for the Fiscal Year Ending December 31, 2016:  The Company’s stockholders approved the proposal by the following vote:

 

Votes For Votes Against Abstentions Broker Non-votes
4,241,551      18,242     8,874 N/A

 

Approval, on an advisory basis, of the compensation of the Company’s name executive officers:

 

Votes For Votes Against Abstentions Broker Non-votes
2,649,747        44,047        10,005   1,564,868

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

UNITED-GUARDIAN, INC.

   
  By: /s/ Kenneth H. Globus
  Name: Kenneth H. Globus
  Title: President

 

June 6, 2016