UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 25, 2016
BEN FRANKLIN FINANCIAL, INC.
(Exact name of Registrant as specified in its charter)
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Maryland
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000-55352
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67-1746204
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(State or Other Jurisdiction
of Incorporation)
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(Commission File No.)
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(I.R.S. Employer
Identification No.)
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830 East Kensington Road, Arlington Heights, Illinois
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60004
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (847) 398-0990
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 25, 2016, Ben Franklin Financial, Inc. (the “Company”) held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of directors and the ratification of independent registered public accountants. A breakdown of the votes cast is set forth below.
1. The election of directors
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For
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Withheld
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Broker non-votes
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Robert A. Kotecki
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310,037
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85,454
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196,348
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| Nicolas J. Raino | 254,441 | 141,050 | 196,348 |
2. The approval of the Ben Franklin Financial, Inc. 2016 Equity Incentive Plan.
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For
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Against
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Abstain
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Broker non-votes
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237,240
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153,644
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4,607
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196,348
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3. The ratification of the appointment of Crowe Horwath LLP as the Company’s independent registered public accountants for the year ending December 31, 2016.
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For
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Against
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Abstain
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573,554
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12,534
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5,751
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BEN FRANKLIN FINANCIAL, INC.
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DATE: May 27, 2016
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By:
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/s/ C. Steven Sjogren
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C. Steven Sjogren
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Chairman, President and Chief Executive Officer
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