Attached files

file filename
EX-99.1 - EXHIBIT 99.1 - IPALCO ENTERPRISES, INC.a2016ipalco8-k60116exhibit.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 1, 2016
 
IPALCO ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
 
 
 
 
 
Indiana
 
1-8644
 
35-1575582
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)

 
 
 
One Monument Circle, Indianapolis, Indiana
 
46204
(Address of principal executive offices)
 
(Zip Code)
317-261-8261
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

1


Item 8.01  Regulation FD Disclosure.
On June 1, 2016, Rafael Sanchez was appointed President and Chief Executive Officer of Indianapolis Power & Light Company (“IPL”), the primary operating subsidiary of IPALCO Enterprises, Inc. (“IPALCO”). Mr. Sanchez succeeds Kenneth J. Zagzebski, who had been appointed interim President and Chief Executive Officer of IPL on July 1, 2015. Mr. Zagzebski continues to serve as the President and Chief Executive Officer of IPALCO and as a director of both IPL and IPALCO. A copy of the press releasing announcing Mr. Sanchez’s appointment is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits
Exhibit 99.1
IPL Press Release, dated June 1, 2016


2



SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
IPALCO ENTERPRISES, INC.
 
 
 
 
 
 
Date: June 1, 2016
 
By:
 
/s/ Judi L. Sobecki
 
 
Name:
 
Judi L. Sobecki
 
 
Title:
 
General Counsel and Secretary



3