Attached files

file filename
EX-10.2 - EX-10.2 - KERYX BIOPHARMACEUTICALS INCd199697dex102.htm
EX-10.1 - EX-10.1 - KERYX BIOPHARMACEUTICALS INCd199697dex101.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): May 25, 2016

 

 

Keryx Biopharmaceuticals, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   000-30929   13-4087132

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

One Marina Park Drive, 12th Floor

Boston, Massachusetts 02210

(Address of Principal Executive Offices)

(617) 466-3500

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act.

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act.

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act.

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act.

 

 

 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(e) At the Keryx Biopharmaceuticals, Inc. (“Keryx”) 2016 Annual Meeting of Stockholders discussed in Item 5.07 below, the Amended and Restated 2013 Incentive Plan was approved by Keryx’s stockholders. Keryx’s executive officers and directors are eligible to receive awards under the Amended and Restated 2013 Incentive Plan, in accordance with the terms and conditions of the plan. As a result of the approval of the Amended and Restated 2013 Incentive Plan, the Directors Equity Compensation Plan, a subplan of the Amended and Restated 2013 Incentive Plan, was also amended in the form of the Fourth Amended and Restated Directors Equity Compensation Plan.

The Amended and Restated 2013 Incentive Plan is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated herein by reference and the Fourth Amended and Restated Directors Equity Compensation Plan is filed as Exhibit 10.2 to this Current Report on Form 8-K and is incorporated herein by reference.

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 25, 2016, Keryx held its 2016 Annual Meeting of Stockholders (the “Annual Meeting”). The following matters were voted on by the stockholders at the Annual Meeting: (i) the election of directors, (ii) the ratification of the appointment of UHY LLP as Keryx’s independent registered public accounting firm for the year ending December 31, 2016, (iii) the non-binding advisory vote on the compensation of named executive officers, (iv) the approval of an amendment to Keryx’s Certificate of Incorporation to increase Keryx’s authorized share capital by 50,000,000 shares of common stock, and (v) the approval of Keryx’s Amended and Restated 2013 Incentive Plan and amendment to the Third Amended and Restated Directors Equity Compensation Plan to increase the authorized shares issuable thereunder from 9,500,000 to 18,000,000 and to institute a cap on director equity compensation.

At the Annual Meeting, John P. Butler, Kevin J. Cameron, Steven C. Gilman, Gregory P. Madison, Daniel P. Regan, and Michael Rogers were re-elected to Keryx’s Board of Directors.

The vote with respect to each nominee is set forth below:

 

Nominee

 

Total Votes For

 

Total Votes Withheld

 

Broker Non-Votes

John P. Butler

  52,397,733   614,834   33,561,683

Kevin J. Cameron

  52,351,128   661,439   33,561,683

Steven C. Gilman

  51,691,320   1,321,247   33,561,683

Gregory P. Madison

  51,768,342   1,244,225   33,561,683

Daniel P. Regan

  51,978,121   1,034,446   33,561,683

Michael Rogers

  52,600,685   411,882   33,561,683

The vote with respect to the ratification of the appointment of UHY LLP as Keryx’s independent registered public accounting firm for the year ending December 31, 2016, is set forth below:

 

Total Votes For

 

Total Votes Against

 

Abstentions

 

Broker Non-Votes

85,482,424

  649,892   441,934   0

The vote with respect to the non-binding advisory vote on the compensation of Keryx’s named executive officers is set forth below:

 

Total Votes For

 

Total Votes Against

 

Abstentions

 

Broker Non-Votes

46,572,782

  6,245,432   194,353   33,561,683

The vote with respect to the approval of an amendment to Keryx’s Certificate of Incorporation to increase Keryx’s authorized share capital by 50,000,000 shares of common stock is set forth below:

 

Total Votes For

 

Total Votes Against

 

Abstentions

 

Broker Non-Votes

75,065,917

  8,881,346   2,626,987   0


The vote with respect to the approval of Keryx’s Amended and Restated 2013 Incentive Plan and amendment to the Third Amended and Restated Directors Equity Compensation Plan to increase the authorized shares issuable thereunder from 9,500,000 to 18,000,000 and to institute a cap on director equity compensation is set forth below:

 

Total Votes For

 

Total Votes Against

 

Abstentions

 

Broker Non-Votes

49,438,696

  3,457,463   116,408   33,561,683

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

The following exhibits are filed herewith:

10.1     Keryx Biopharmaceuticals, Inc. Amended and Restated 2013 Incentive Plan.

10.2     Keryx Biopharmaceuticals, Inc. Fourth Amended and Restated Directors Equity Compensation Plan.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

     Keryx Biopharmaceuticals, Inc.
     (Registrant)
Date: May 27, 2016     
     By:   

/s/ Brian Adams

        Brian Adams
        General Counsel and Corporate Secretary


INDEX TO EXHIBITS

 

Exhibit

Number

  

Description

10.1    Keryx Biopharmaceuticals, Inc. Amended and Restated 2013 Incentive Plan.
10.2    Keryx Biopharmaceuticals, Inc. Fourth Amended and Restated Directors Equity Compensation Plan.