UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM 8-K


CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): May 18, 2016


SUNSHINE FINANCIAL, INC.
(Exact name of registrant as specified in its charter)


Maryland
 
000-54280
 
36-4678532
(State or other Jurisdiction of Incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)
     
1400 East Park Avenue, Tallahassee, Florida
 
32301
(Address of Principal Executive Offices)
 
(Zip Code)

Registrant’s telephone number, including area code: (850) 219-7200

N/A
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

 

Item 5.07.  Submission of Matters to a Vote of Security Holders.

Sunshine Financial, Inc. (the “Company”) held its annual meeting of stockholders on May 18, 2016. Holders of record of the Company’s common stock at the close of business on March 25, 2016, were entitled to vote at the annual meeting. The final voting results of each proposal are set forth below.

Proposal 1- Election of Directors

The Company’s stockholders approved the election of Brian P. Baggett, Joyce E. Chastain and Louis O. Davis, Jr. as directors of the Company for a term to expire in the year 2019.

 
Brian P. Baggett
 
Joyce E. Chastain
 
Louis O. Davis, Jr.
           
For
579,118
 
453,242
 
486,695
Withheld
131,413
 
257,289
 
223,836
Broker Non-Votes
270,435
 
270,435
 
270,435

Proposal 2- Advisory Vote as to the Compensation of the Registrant’s Executives

A majority of the Registrant’s shareholders, in a non-binding advisory vote, voted for the compensation of the Registrant’s named executive officers.

 
Number of Votes
For
558,891
Against
148,675
Abstain
   2,965
Broker Non-Votes
270,435

 
Proposal 3 – Ratification of Independent Public Accounting Firm

The Company’s stockholders ratified the appointment of Hacker, Johnson & Smith, PA as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016.

 
Number of Votes
For
969,386
Against
 11,455
Abstain
     125


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
      SUNSHINE FINANCIAL, INC. 
 
 
 
 
Date:
May 19, 2016
 
By:
  /s/ Scott A. Swain
 
Scott A. Swain, Senior Vice President and Chief Financial Officer      


 
 
 
 
 
 
 
 
 
 
 
 

 





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