UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): May 12, 2016
ABEONA THERAPEUTICS INC.
(Exact name of registrant as specified in its charter)
| Delaware | 0-9314 | 83-0221517 |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
3333 Lee Parkway, Suite 600
Dallas, TX 75219
(Address of principal executive offices) (Zip Code)
(214) 214-665-9495
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 5.07. Submission of Matters to a Vote of Security Holders. |
The annual meeting of stockholders of Abeona Therapeutics Inc. (the “Company”) was held on May 12, 2016. The following matters were acted upon:
| 1. | ELECTION OF DIRECTORS |
Mark J. Ahn was elected to serve as director of the Company for a three year term and until his successor is duly elected and qualified. The results of the election of director is as follows:
| Nominee | Votes For | Votes Withheld | Broker Non-Votes |
| Mark J. Ahn | 18,415,566 | 358,713 | 4,276,352 |
Mark J. Alvino was elected to serve as director of the Company for a three year term and until his successor is duly elected and qualified. The results of the election of director is as follows:
| Nominee | Votes For | Votes Withheld | Broker Non-Votes |
| Mark J. Alvino | 18,409,058 | 365,221 | 4,276,352 |
Timothy J. Miller was elected to serve as director of the Company for a three year term and until his successor is duly elected and qualified. The results of the election of director is as follows:
| Nominee | Votes For | Votes Withheld | Broker Non-Votes |
| Timothy J. Miller | 18,676,825 | 97,454 | 4,276,352 |
| 2. | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Approval on an advisory basis of the compensation of the to the Company's named executive officers was approved by the following votes:
| Votes For | Votes Against | Abstain | Broker Non-Votes |
| 18,638,144 | 116,972 | 19,163 | 4,276,352 |
3. APPROVAL ON AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY
VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Approval on an advisory basis on the frequency of advisory votes on the compensation of the Company's named executive officers
was approved for every three years by the following votes:
| Votes For 1 Year | Votes For 2 Years | Votes For 3 Years | Abstain | Broker Non-Votes |
| 1,330,017 | 332,626 | 17,092,650 | 18,986 | 4,276,352 |
4. APPROVAL TO AMEND OUR 2015 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 5,000,000 TO 8,000,000 SHARES.
Approval to amend our 2015 Equity Incentive Plan was approved by the following votes:
| Votes For | Votes Against | Abstain | Broker Non-Votes |
| 16,696,949 | 2,058,548 | 16,782 | 4,276,352 |
5. RATIFICATION OF APPOINTMENT OF WHITLEY PENN LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.
Ratification of
the appointment of Whitley Penn LLP as the independent registered public accounting firm of the Company for the fiscal year
ending December 31, 2016 was approved by the following votes:
| Votes For | Votes Against | Abstain | Broker Non-Votes |
| 22,929,100 | 78,847 | 46,684 | 0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Abeona Therapeutics Inc. | |
| (Registrant) | |
| By: /s/ Stephen B. Thompson | |
| Stephen B. Thompson | |
| Vice President Finance | |
| Chief Accounting Officer |
Dated May 17, 2016