Attached files
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| EX-99.1 - EXHIBIT 99.1 - SBT Bancorp, Inc. | a51340725ex99_1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8‑K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Date of report (Date of earliest event reported):
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May 10, 2016
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SBT Bancorp, Inc.
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(Exact Name of Registrant as Specified in Its Charter)
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Connecticut
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(State or Other Jurisdiction of Incorporation)
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000-51832
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20-4343972
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(Commission File Number)
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(IRS Employer Identification No.)
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86 Hopmeadow Street, Weatogue, CT
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06089
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(Address of Principal Executive Offices)
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(Zip Code)
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(860) 408-5493
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(Registrant’s Telephone Number, Including Area Code)
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Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 10, 2016, the Annual Meeting of Shareholders of SBT Bancorp, Inc. (the “Corporation”) was held (the “Annual Meeting”). A total of 1,183,766.935 of the Corporation’s shares were present or represented by proxy at the Annual Meeting, which constituted a quorum for the annual meeting. The Corporation’s shareholders took the following actions:
Proposal #1 – Vote on the election of 4 persons, named in the Corporation’s proxy statement for the Annual Meeting, to serve as Class II directors of the Corporation for three year terms ending at the 2019 Annual Meeting of Shareholders. The following is a list of Class II directors elected at the Annual Meeting with the number of votes “For” and “Withheld” as well as the number of abstentions and broker non-votes.
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Name
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For
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Withheld
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Abstentions
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Broker Non-Votes
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Martin J. Geitz
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761,525.935
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73,394.000
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0
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348,292.000
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Gary R. Kevorkian
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761,381.495
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73,538.440
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0
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348,292.000
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Jerry W. Long
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760,305.935
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74,614.000
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0
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348,292.000
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Peter C. Pabich
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760,713.3950
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74,206.540
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0
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348,292.000
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Proposal #2 – Vote on the non-binding advisory approval of the compensation of the named executive officers of the Corporation. The number of shares voted “For” and “Against” this proposal, as well as the number of abstentions and broker non-votes, were as follows:
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Number of Votes
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For
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741,910.375
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Against
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90,221.840
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Abstentions
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2,787.730
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Broker Non-Votes
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348,292.000
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Proposal #3 – Vote on the ratification of Baker Newman & Noyes, LLC, certified public accountants, as independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2016. The number of shares voted “For” and “Against” this proposal, as well as the number of abstentions and broker non-votes, were as follows:
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Number of Votes
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For
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1,177,741.935
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Against
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5,370.000
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Abstentions
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100.000
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Broker Non-Votes
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0
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Item 8.01 Other Events.
SBT Bancorp, Inc. (the “Corporation”) is furnishing presentation materials included as Exhibit 99.1 to this report that was presented at the Annual Meeting. The Corporation is not undertaking to update this presentation, which did not include any material nonpublic information. The information contained in Exhibit 99.1 is being furnished and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The disclosure of the presentation materials under Item 8.01 of Form 8-K will not be deemed an admission as to the materiality of any information in this Item 8.01 (including Exhibit 99.1).
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
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Exhibit No.
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Description of Exhibit
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99.1
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SBT Bancorp, Inc. presentation materials for 2016 Annual Meeting of Shareholders.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| SBT BANCORP, INC. | |||
| By: | /s/ |
Martin J. Geitz
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| Name: |
Martin J. Geitz
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| Title: |
President and Chief Executive Officer
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Dated: May 11, 2016
Exhibit Index
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Exhibit No.
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Description
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99.1
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SBT Bancorp, Inc. presentation materials for 2016 Annual Meeting of Shareholders.
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