UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): May 2, 2016

 

Main Street Capital Corporation

(Exact name of registrant as specified in its charter)

 

Maryland

 

001-33723

 

41-2230745

(State or other jurisdiction of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification No.)

 

1300 Post Oak Boulevard, 8th Floor
Houston, Texas

 

77056

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (713) 350-6000

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.07              Submission of Matters to a Vote of Security Holders.

 

On May 2, 2016, Main Street Capital Corporation (“Main Street”) held its 2016 annual meeting of stockholders (the “Annual Meeting”) at The Westin Austin Downtown, 310 East 5th Street Austin, Texas  78701 — Paramount I & II Conference Rooms.  The issued and outstanding shares of stock of Main Street entitled to vote at the Annual Meeting consisted of the 50,496,252 shares of common stock outstanding on the record date, March 4, 2016.  The common stockholders of Main Street voted on two matters at the Annual Meeting, both of which were approved.  The final voting results from the Annual Meeting are as follows:

 

(1)         A proposal to elect each of the eight members of Main Street’s Board of Directors for a term of one year:

 

 

 

Votes For

 

Votes Against

 

Abstentions

 

Broker Non-Votes

 

 

 

 

 

 

 

 

 

 

 

Michael Appling, Jr.

 

17,362,685

 

391,532

 

173,564

 

26,649,397

 

 

 

 

 

 

 

 

 

 

 

Joseph E. Canon

 

17,299,634

 

456,114

 

172,031

 

26,649,399

 

 

 

 

 

 

 

 

 

 

 

Arthur L. French

 

17,400,248

 

353,086

 

174,445

 

26,649,399

 

 

 

 

 

 

 

 

 

 

 

J. Kevin Griffin

 

17,484,764

 

269,300

 

173,717

 

26,649,397

 

 

 

 

 

 

 

 

 

 

 

John E. Jackson

 

17,431,411

 

320,212

 

176,157

 

26,649,398

 

 

 

 

 

 

 

 

 

 

 

Brian E. Lane

 

17,584,032

 

170,192

 

173,557

 

26,649,397

 

 

 

 

 

 

 

 

 

 

 

Stephen B. Solcher

 

17,439,220

 

315,457

 

173,101

 

26,649,400

 

 

 

 

 

 

 

 

 

 

 

Vincent D. Foster

 

17,572,804

 

174,035

 

180,938

 

26,649,401

 

 

(2)         A proposal to ratify the appointment of Grant Thornton LLP as Main Street’s independent registered public accounting firm for the year ending December 31, 2016:

 

Votes For

 

Votes Against

 

Abstentions

 

43,967,235

 

314,131

 

295,812

 

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Main Street Capital Corporation

 

 

 

 

 

 

Date: May 4, 2016

By:

/s/ Jason B. Beauvais

 

 

Name:

Jason B. Beauvais

 

 

Title:

General Counsel

 

3