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EX-99.1 - EXHIBIT 99.1 - PFO Global, Inc.v438026_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 25, 2016

 

PFO GLOBAL, INC.

(Exact name of registrant as specified in its charter)

 

Nevada 333-167380 65-0434332

(State or other jurisdiction of

incorporation)

(Commission File Number) (I.R.S Employer Identification No.)

 

14401 Beltwood Parkway W.

Dallas, Texas

75244
(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (972) 573-6135

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

 

Section 2 – Financial Information

 

Item 2.02 Results of Operations and Financial Condition.

 

On April 25, 2016, PFO Global, Inc. (the “Company”) issued a press release announcing certain financial and operational results for the year ended December 31, 2015. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

In accordance with General Instruction B.2 of Form 8-K, the information furnished pursuant to Item 2.02 (including the information in Exhibit 99.1) shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Section 9 - Financial Statements and Exhibits

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No. Description of Exhibit
99.1 Press release, dated April 25, 2016, issued by PFO Global, Inc. (furnished herewith pursuant to Item 2.02).

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  PFO GLOBAL, INC.
     
Date: April 27, 2016 By: /s/ Brigitte Rousseau
  Name: Brigitte Rousseau
  Title: Chief Financial Officer

  

 

 

 

Exhibit Index

 

Exhibit No. Description of Exhibit
99.1 Press release, dated April 25, 2016, issued by PFO Global, Inc. (furnished herewith pursuant to Item 2.02).