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EX-5.1 - EX-5.1 - JPMORGAN CHASE & COd158132dex51.htm
EX-1.1 - EX-1.1 - JPMORGAN CHASE & COd158132dex11.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): April 18, 2016

 

 

JPMORGAN CHASE & CO.

(Exact Name of Registrant as Specified in Charter)

 

 

DELAWARE

(State or Other Jurisdiction of Incorporation)

 

001-05805   13-2624428

(Commission

File Number)

 

(IRS Employer

Identification No.)

270 Park Avenue,

New York, NY

  10017
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code:

(212) 270-6000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events

On April 18, 2016, JPMorgan Chase & Co. (the “Company”) entered into a Master Agency Agreement, dated April 18, 2016 (the “Master Agency Agreement”), between the Company and J.P. Morgan Securities LLC, as Agent, with respect to the offer and sale from time to time by the Company of an indeterminate aggregate principal amount of the Company’s Senior Medium-Term Notes, Series H and Subordinated Medium-Term Notes, Series E (together, the “Notes”). The Notes have been registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3 (File No. 333-209681), as amended, filed by the Company. The Master Agency Agreement and the legal opinion as to the legality of the Notes are being filed as Exhibits 1.1 and 5.1, respectively, to this report.

Item 9.01. Financial Statements and Exhibits

(d) Exhibits

 

1.1    Master Agency Agreement, dated April 18, 2016, between JPMorgan Chase & Co. and J.P. Morgan Securities LLC, as Agent
5.1    Opinion of Simpson Thacher & Bartlett LLP as to the legality of the Senior Medium-Term Notes, Series H and Subordinated Medium-Term Notes, Series E


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

JPMORGAN CHASE & CO.
(Registrant)
By:  

/s/ Neila B. Radin

  Name:   Neila B. Radin
  Title:   Managing Director

Dated: April 18, 2016


EXHIBIT INDEX

 

Exhibit
Number
   Description
1.1    Master Agency Agreement, dated April 18, 2016, between JPMorgan Chase & Co. and J.P. Morgan Securities LLC, as Agent
5.1    Opinion of Simpson Thacher & Bartlett LLP as to the legality of the Senior Medium-Term Notes, Series H and Subordinated Medium-Term Notes, Series E