Attached files

file filename
EX-99.1 - EX-99.1 - GLAUKOS Corpa16-8446_1ex99d1.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  April 11, 2016

 


 

Glaukos Corporation

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

001-37463

 

33-0945406

(State or other jurisdiction

 

(Commission

 

(I.R.S. Employer

of incorporation)

 

File Number)

 

Identification No.)

 

26051 Merit Circle, Suite 103
Laguna Hills, California

 

95263

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (949) 367-9600

 

Not Applicable

(Former name or former address, if changed since last report.)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.02.                          Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On April 11, 2016, Olav B. Bergheim notified Glaukos Corporation (the “Company”) that he will not stand for re-election as a Class I director of the Company at the Company’s 2016 annual meeting of stockholders (the “Annual Meeting”). Mr. Bergheim will continue to serve as a director until the Annual Meeting.

 

Item 7.01.                          Regulation FD Disclosure.

 

On April 14, 2016, the Company issued a press release announcing the resignation of Mr. Bergheim as set forth in Item 5.02 of this Current Report on Form 8-K.

 

A copy of the press release is furnished as Exhibit 99.1 hereto. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any filing of the Company whether made before or after the date hereof, regardless of any general incorporation language in such filing.

 

Item 9.01.                          Financial Statements and Exhibits.

 

(d)                                 Exhibits.

 

Exhibit No.

 

Description

99.1

 

Press Release dated April 14, 2016.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

GLAUKOS CORPORATION

(Registrant)

 

 

 

 

By:

/s/ Richard L. Harrison

 

 

Name:

Richard L. Harrison

 

 

Title:

Chief Financial Officer

 

Date: April 14, 2016

 

3