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EX-99.1 - EX-99.1 - TANDEM DIABETES CARE INCtndm-ex991_6.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 5, 2016

 

Tandem Diabetes Care, Inc.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

001-36189

 

20-4327508

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer
Identification No.)

 

 11045 Roselle Street, San Diego, CA

 

92121

 (Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (858) 366-6900

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Resignation of Director  

 

On April 5, 2016, Dr. Henry Anhalt, DO, FACOP, FACE, notified Tandem Diabetes Care, Inc. (the “Company”) of his resignation as a director, effective immediately. Dr. Anhalt has served as a director since March 2016. Dr. Anhalt’s decision to resign did not involve any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.  

 

Prior to his resignation, Dr. Anhalt was serving as a Class II director and, as a result, his re-election as a director is not being considered or voted upon at the Company's 2016 Annual Meeting of Stockholders to be held on May 11, 2016.

 

Issuance of Press Release

 

On April 8, 2016, the Company issued a press release announcing the aforementioned change to the board of directors.  The press release is attached hereto as Exhibit 99.1 and is being “furnished” and shall not be deemed “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

Number

  

Description

 

 

 

99.1

  

Press release of Tandem Diabetes Care, Inc. dated April 8, 2016.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  

Tandem Diabetes Care, Inc.

 

 

Date: April 8, 2016

  

/s/ David B. Berger 

 

  

David B. Berger

 

  

Executive Vice President, General Counsel and Secretary

 

 

 


 

INDEX TO EXHIBITS

 

Number

  

Description

 

 

 

99.1

  

Press release of Tandem Diabetes Care, Inc. dated April 8, 2016.