UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 31, 2016
| Parkview Capital Credit, Inc. |
| (Exact Name of Registrant as Specified in Its Charter) |
| Maryland | 000-55411 | 47-2441958 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
|
Two Post Oak Center 1980 Post Oak Boulevard, 15th Floor Houston, Texas 77056 |
| (Address of principal executive offices) |
| (713) 622-5000 |
| (Registrant’s telephone number, including area code) |
| N/A |
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On March 31, 2016, Parkview Capital Credit, Inc. (the “Company”) received the resignation of David M. Abner from the Board of Directors of the Company (the “Board”), effective April 1, 2016. Upon his resignation, Mr. Abner intends to provide legal services to Parkview Advisors, LLC, the Company’s affiliate and investment adviser (the “Adviser”). Mr. Abner’s services to the Adviser prohibit Mr. Abner from qualifying as an independent director. As he would no longer qualify as an independent director of the Company, Mr. Abner decided to resign from the Board. The resignation was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices. Mr. Abner was a member of the Company’s Audit Committee.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PARKVIEW CAPITAL CREDIT, INC. | ||
| Dated: April 6, 2016 | By: | /s/ Keith W. Smith |
| Name: | Keith W. Smith | |
| Title: | President and Chief Executive Officer | |
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