Attached files

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EX-99.1 - EX-99.1 - Evofem Biosciences, Inc.neot-ex991_6.htm
EX-99.2 - EX-99.2 - Evofem Biosciences, Inc.neot-ex992_7.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 28, 2016

 

 

NEOTHETICS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

 

 

 

Delaware

 

001-36754

 

20-8527075

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

9171 Towne Centre Drive, Suite 270, San Diego, CA 92122

(Address of principal executive offices, with zip code)

(858) 750-1008

(Registrant’s telephone number, including area code)

n/a

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 


 

Item 7.01Regulation FD Disclosure. 

A copy of a slide presentation that Neothetics, Inc. (NASDAQ: NEOT) (the “Company”) intends to present to investors is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein solely for purposes of this Item 7.01 disclosure.  

The information in this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any registration statement or other document filed pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

Item 8.01Other Events.

On March 28, 2016, the Company provided a business update, including future plans for development of its lead asset    LIPO-202.

The press release dated March 28, 2016 providing the business update is furnished hereto as Exhibit 99.2.  

Item 9.01.

Financial Statements and Exhibits

(d) Exhibits.

 

 

 

Exhibit No.

  

Description

 

 

99.1

 

Neothetics, Inc. Investor Presentation

99.2

  

Press Release, dated March 28, 2016.

 


 


 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

NEOTHETICS, INC.

 

 

 

Date:  March 28, 2016

By:/s/ Susan A. Knudson

Susan A. Knudson

Chief Financial Officer


 


 

 

 

 

Exhibit No.

  

Description

 

 

99.1

 

Neothetics, Inc. Investor Presentation

99.2

  

Press Release, dated March 28, 2016.