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EX-10.1 - EX-10.1 - Moelis & Coa16-6340_1ex10d1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported):  March 14, 2016

 

MOELIS & COMPANY

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-36418

 

46-4500216

(State or other jurisdiction of
incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

399 Park Avenue, 5th Floor

 

 

New York, New York

 

10022

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code (212) 883-3800

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 



 

Item 1.01 Entry into a Material Definitive Agreement.

 

In April 2014, we entered into a Master Services Agreement with Moelis Asset Management LP (“Asset Management”), an entity controlled by our Chairman and Chief Executive Officer Kenneth Moelis, and certain of Asset Management’s subsidiaries, which was renewed effective April 1, 2015 for a term of one year. On March 14, 2016, we entered into the second renewal of this agreement, which will be effective April 1, 2016 for a term of one year.  The foregoing summary is not complete and is qualified in its entirety by reference to the renewal agreement, which is filed herewith as Exhibit 10.1 and incorporated herein by reference.

 

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Item 9.01                                           Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit
Number

 

Description

10.1

 

Master Services Agreement by and between Moelis & Company Group LP, Moelis Asset Management LP and certain subsidiaries of Moelis Asset Management LP.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

MOELIS & COMPANY

 

 

 

 

 

 

 

 

By:

/s/ Osamu Watanabe

 

 

 

Name: Osamu Watanabe

 

 

 

Title: General Counsel and Secretary

 

Date: March 18, 2016

 

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