UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 10-K

Amendment No. 1


(Mark One)


  X .

ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2015


Or


      .

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from: _____________ to _____________


Commission file number: 000-54348


RVUE HOLDINGS, INC.

(Exact Name of Registrant as Specified in Its Charter)


Nevada

 

94-3461079

(State or Other Jurisdiction of Incorporation or Organization)

 

(I.R.S. Employer Identification No.)


17W220 22nd Street, Suite 200, Oakbrook Terrace, IL 60181

(Address of principal executive offices)

 

855-261-8370

(Registrant's Telephone Number, Including Area Code)



Securities registered pursuant to Section 12(b) of the Act: None


Securities registered pursuant to Section 12(g) of the Act: Common Stock, par value $.001 per share


Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes      . No  X .


Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes      . No  X .


Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes  X . No      .


Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232-405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files.) Yes  X . No      .


Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.  X .







Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.


Large accelerated filer

      .

Accelerated filer

      .

Non-accelerated filer

      . (Do not check if a smaller reporting company)

Smaller reporting company

  X .


Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes      . No  X .


The aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the closing price as of the last business day of the registrant’s most recently completed second quarter (2015) was approximately $3,724,652 (74,493,046 x $.05). For purposes of this disclosure, shares of Common Stock held by persons who hold more than 5% of the outstanding shares of Common Stock and shares held by executive officers and directors of the registrant have been excluded because such persons may be deemed to be affiliates. This determination of executive officer or affiliate status is not necessarily a conclusive determination for other purposes.


As of March 3, 2016 there were 193,900,925 shares of Common Stock, par value $0.001 per share, outstanding.


DOCUMENTS INCORPORATED BY REFERENCE

None






Explanatory Note


The purpose of this Amendment No. 1 on Form 10–K/A to rVue Holdings, Inc.’s annual report on Form 10–K for the fiscal year ended December 31, 2015, filed with the Securities and Exchange Commission on March 3, 2016 (the “Form 10–K”), is solely to furnish Exhibit 101 to the Form 10–K in accordance with Rule 405 of Regulation S–T.


No other changes have been made to the Form 10–K.  This Amendment No. 1 speaks as of the original filing date of the Form 10–K, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the original Form 10–K.








PART IV

Item 15. Exhibits, Financial Statement Schedules


(b)

Exhibits required by Item 601 of Regulation S-K


 

 

 

 

Incorporated by Reference

Exhibit No.

 

Exhibit Description

 

Form

 

Filing Date/Period
End Date

 

Number

3.1

 

Amended and Restated Articles of Incorporation.

 

8-K

 

09/01/11

 

3.1

3.2

 

Amended and Restated Bylaws.

 

8-K

 

09/01/11

 

3.2

3.3

 

Amendment to Amended and Restated Articles of Incorporation.

 

8-K

 

10/31/13

 

3.1

10.1

 

Form of Directors and Officers Indemnification Agreement.

 

8-K

 

05/19/10

 

10.5

10.2

 

Agreement of Conveyance, Transfer and Assignment of Assets and Assumption of Obligations dated as of May 13, 2010, by and between rVue Holdings, Inc. and Rivulet International Holdings, Inc.

 

8-K

 

05/19/10

 

10.6

10.3

 

rVue Holdings, Inc. 2010 Equity Incentive Plan (Amended as of August 30, 2011). *

 

8-K

 

09/01/11

 

10.10

10.4

 

Form of Incentive Stock Option Grant. *

 

8-K

 

05/19/10

 

10.11

10.5

 

Form of Non-Qualified Stock Option Grant. *

 

8-K

 

05/19/10

 

10.12

10.6

 

rVue Holdings, Inc. Audit Committee Charter.

 

8-K

 

05/19/10

 

10.13

10.7

 

rVue Holdings, Inc. Compensation Committee Charter.

 

8-K

 

05/19/10

 

10.14

10.8

 

rVue Holdings, Inc. Nominating Committee Charter.

 

8-K

 

05/19/10

 

10.15

10.9

 

Convertible Note – Carebourn Capital

 

10-Q

 

11/12/15

 

10.1

10.10

 

Securities Purchase Agreement – Carebourn Capital

 

10-Q

 

11/12/15

 

10.2

10.11

 

Convertible Note – Typenex Co-Investment.

 

8-K

 

7/14/15

 

4.1

10.12

 

Securities Purchase Agreement – Typenex Co-Investment.

 

8-K

 

7/14/15

 

4.2

10.13

 

Subscription Agreement dated as of January 26, 2016 by and between the Company and Acorn Composite Corporation

 

8-K

 

1/2/16

 

4.1

14.1

 

Code of Conduct.

 

10-K

 

03/01/11

 

14.1

14.2

 

Code of Ethics for Senior Financial Officers.

 

10-K

 

03/01/11

 

14.2

21.1

 

List of Subsidiaries.

 

10-K

 

03/30/12

 

21.1

24.1**

 

Power of Attorney (included on the Signature Page of this Annual Report on Form 10-K).

 

 

 

 

 

 

31.1

 

Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer.

 

 10-K

 

12/31/15

 

31.1

31.2

 

Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer.

 

 10-K

 

12/31/15

 

31.2

32.1

 

Section 1350 Certifications of Chief Executive Officer and Chief Financial Officer.

 

10-K

 

12/31/15

 

32.1

101.INS**

 

XBRL Instance Document

 

 

 

 

 

 

101.SCH**

 

XBRL Taxonomy Extension Schema Document

 

 

 

 

 

 

101.CAL**

 

XBRL Taxonomy Extension Calculation Linkbase Document

 

 

 

 

 

 

101.DEF**

 

XBRL Taxonomy Extension Definition Linkbase Document

 

 

 

 

 

 

101.LAB**

 

XBRL Taxonomy Extension Label Linkbase Document

 

 

 

 

 

 

101.PRE**

 

XBRL Taxonomy Extension Presentation Linkbase Document

 

 

 

 

 

 


* Indicates management contract or compensatory plan or arrangement.

** Filed herewith.








SIGNATURES


Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, this 8th day of March, 2016.


RVUE HOLDINGS, INC.


By:

/s/ Mark Pacchini

Mark Pacchini

Chief Executive Officer


Power of Attorney


KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Mark Pacchini with the power of substitution, for him in any and all capacities, to sign any amendments to this Annual Report on Form 10-K, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that each of said attorneys-in-fact, or his substitute or substitutes, may do or cause to be done by virtue hereof.


Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.


Name

 

Title

 

Date

 

 

 

 

 

/s/ Mark Pacchini

Mark Pacchini

 

President, Chief Executive Officer,

Chief Financial Officer and Director
(Principal Executive Officer,

Principal Financial Officer and
Principal Accounting Officer)

 

March 8, 2016

 

 

 

 

 

/s/ Peter Emerson

Peter Emerson

 

Director

 

March 8, 2016

 

 

 

 

 

/s/ Thomas Harrison

Thomas Harrison

 

Director

 

March 8, 2016

 

 

 

 

 

/s/ Robert Roche

 

Director

 

March 8, 2016

Robert Roche

 

 

 

 

 

 

 

 

 

/s/ Raymond Roman

 

Director

 

March 8, 2016

Raymond Roman