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EX-8.01 - EXHIBIT 8.01 - LEAPFROG ENTERPRISES INCv433322_ex8-01.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

March 2, 2016
Date of Report (date of earliest event reported)

 

 

 

LEAPFROG ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
(State or other jurisdiction
of incorporation)
1-31396
(Commission
File Number)
95-4652013
(IRS Employer
Identification No.)

 

6401 Hollis Street, Suite 100
Emeryville, California 94608-1463
(Address of principal executive offices) (Zip Code)

 

(510) 420-5000

Registrant's telephone number, including area code

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 8.01.Other Events.

 

On March 2, 2016, the Company provided the New York Stock Exchange with notification of an intention to take steps to cure a previously noticed deficiency in the trading price of the Company’s common stock.  The letter providing this notification is attached hereto as Exhibit 8.01. 

 

Item 9.01.Financial Statements and Exhibits.

 

(d)Exhibits

 

The following exhibit is filed herewith:

 

Exhibit Number

 

Description

8.01   Letter to the New York Stock Exchange dated March 2, 2016

  

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  LeapFrog Enterprises, Inc.
     
Date:  March 3, 2016 By:   /s/ Raymond L. Arthur
    Raymond L. Arthur
    Chief Financial Officer