Attached files
| file | filename |
|---|---|
| EX-10.20 - SUMMARY OF NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM - PIPER SANDLER COMPANIES | pjc2015ex1020.htm |
| EX-10.25 - THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT - PIPER SANDLER COMPANIES | pjc2015ex1025.htm |
| EX-23.1 - CONSENT OF ERNST & YOUNG LLP - PIPER SANDLER COMPANIES | pjc2015ex231.htm |
| EX-24.1 - POWER OF ATTORNEY - PIPER SANDLER COMPANIES | pjc2015ex241.htm |
| EX-21.1 - SUBSIDIARIES OF PIPER JAFFRAY COMPANIES - PIPER SANDLER COMPANIES | pjc2015ex211.htm |
| EX-31.2 - CERTIFICATION OF CHIEF FINANCIAL OFFICER - PIPER SANDLER COMPANIES | pjc2015ex312.htm |
| EX-10.38 - AGREEMENT FOR CA-BASED EMPLOYEE GRANTS IN 2016 - PIPER SANDLER COMPANIES | pjc2015ex1038.htm |
| 10-K - 10-K - PIPER SANDLER COMPANIES | pjc201510k.htm |
| EX-32.1 - SECTION 1350 CERTIFICATION - PIPER SANDLER COMPANIES | pjc2015ex321.htm |
| EX-10.37 - AGREEMENT FOR EMPLOYEE GRANTS IN 2016 - PIPER SANDLER COMPANIES | pjc2015ex1037.htm |
| EX-31.1 - CERTIFICATION OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER - PIPER SANDLER COMPANIES | pjc2015ex311.htm |
COMMON SEE REVERSE SIDE FOR CERTAIN DEFINITIONS CUSIP 724078 10 0 THIS CERTIFIES THAT is the owner of FULLY PAID AND NON-ASSESSABLE COMMON SHARES, $0.01 PAR VALUE, OF PIPER JAFFRAY COMPANIES transferable on the books of the Corporation by the holder hereof in person or by Attorney upon surrender of this certificate properly endorsed.This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar. IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed by facsimile signatures of its duly authorized officers. Dated: CHAIRMAN & CHIEF EXECUTIVE OFFICER CORPORATE SECRETARY COMMON STOCK INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE PIPER JAFFRAY COMPANIES PJ COUNTERSIGNED AND REGISTERED: WELLS FARGO BANK, N.A. TRANSFER AGENT AND REGISTRAR BY AUTHORIZED SIGNATURE MR. SAMPLE & MRS. SAMPLE & MR. SAMPLE & MRS. SAMPLE MR. SAMPLE & MRS. SAMPLE & MR. SAMPLE & MRS. SAMPLE * * 000000* * * * * * * * * 000000* * * * *****SPECIMEN***************
PIPER JAFFRAY COMPANIES THE CORPORATE SECRETARY OF THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS, THE POWERS, DESIGNATIONS, PREFERENCES, AND RELATIVE, PARTICIPATING, OPTIONAL, OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF OF THE CORPORATION, AND THE QUALIFICATIONS, LIMITATIONS, OR RESTRICTIONS OF SUCH PREFERENCES AND/OR RIGHTS. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM – as tenants in common UTMA – ____________ Custodian ____________(Cust) (Minor) TEN ENT – as tenants by entireties under Uniform Transfers to Minors JT TEN – as joint tenants with right of survivorship Act _______________________________ and not as tenants in common (State) Additional abbreviations may also be used though not in the above list. For value received _____ hereby sell, assign, and transfer unto (PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE) Shares of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated ________________ NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER. SIGNATURE GUARANTEED ALL GUARANTEES MUST BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE. PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE