Attached files
file | filename |
---|---|
EX-31.2 - CFO CERTIFICATION PURSUANT TO SECTION 302 - LPL Financial Holdings Inc. | exhibit31220151231.htm |
EX-32.2 - CFO CERTIFICATION PURSUANT TO SECTION 906 - LPL Financial Holdings Inc. | exhibit32220151231.htm |
EX-23.1 - EXHIBIT 23.1 - LPL Financial Holdings Inc. | exhibit23120151231.htm |
EX-31.1 - CEO CERTIFICATION PURSUANT TO SECTION 302 - LPL Financial Holdings Inc. | exhibit31120151231.htm |
EX-32.1 - CEO CERTIFICATION PURSUANT TO SECTION 906 - LPL Financial Holdings Inc. | exhibit32120151231.htm |
EX-10.24 - NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN - LPL Financial Holdings Inc. | exhibit102520151231.htm |
10-K - 10-K - LPL Financial Holdings Inc. | lpla2015123110-k.htm |
EX-10.28 - THIRD AMENDMENT, EXTENSION, AND INCREMENTAL ASSUMPTION AGREEMENT - LPL Financial Holdings Inc. | exhibit102920151231.htm |
Exhibit 21.1
Subsidiaries of Registrant
Subsidiary* | Entity Name | Jurisdiction of Incorporation | Name Under Which the Subsidiary Does Business | ||||
1 | LPL Holdings, Inc.** | Massachusetts | LPL | ||||
2 | PTC Holdings, Inc.** | Ohio | PTC | ||||
3 | The Private Trust Company, N.A. | United States | PTC | ||||
4 | LPL Financial LLC | California | LPL, LPL Financial | ||||
5 | Independent Advisers Group Corporation | Delaware | IAG | ||||
6 | UVEST Financial Services Group, Inc. | North Carolina | UVEST | ||||
7 | LPL Insurance Associates, Inc. | Delaware | LPL, LPL Financial | ||||
8 | Fortigent Holdings Company, Inc.** | Delaware | Fortigent, LPL, LPL Financial | ||||
9 | Fortigent, LLC | Delaware | Fortigent, LPL, LPL Financial |
* All subsidiaries are wholly owned, directly or indirectly, by the Registrant.
** Holding companies.