Attached files

file filename
EX-31.2 - CFO CERTIFICATION PURSUANT TO SECTION 302 - LPL Financial Holdings Inc.exhibit31220151231.htm
EX-32.2 - CFO CERTIFICATION PURSUANT TO SECTION 906 - LPL Financial Holdings Inc.exhibit32220151231.htm
EX-23.1 - EXHIBIT 23.1 - LPL Financial Holdings Inc.exhibit23120151231.htm
EX-31.1 - CEO CERTIFICATION PURSUANT TO SECTION 302 - LPL Financial Holdings Inc.exhibit31120151231.htm
EX-32.1 - CEO CERTIFICATION PURSUANT TO SECTION 906 - LPL Financial Holdings Inc.exhibit32120151231.htm
EX-10.24 - NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN - LPL Financial Holdings Inc.exhibit102520151231.htm
10-K - 10-K - LPL Financial Holdings Inc.lpla2015123110-k.htm
EX-10.28 - THIRD AMENDMENT, EXTENSION, AND INCREMENTAL ASSUMPTION AGREEMENT - LPL Financial Holdings Inc.exhibit102920151231.htm


Exhibit 21.1
Subsidiaries of Registrant
Subsidiary*
 
Entity Name
 
Jurisdiction of
Incorporation
 
Name Under Which
the Subsidiary Does Business
1

 
LPL Holdings, Inc.**
 
Massachusetts
 
LPL
2

 
PTC Holdings, Inc.**
 
Ohio
 
PTC
3

 
The Private Trust Company, N.A.
 
United States
 
PTC
4

 
LPL Financial LLC
 
California
 
LPL, LPL Financial
5

 
Independent Advisers Group Corporation
 
Delaware
 
IAG
6

 
UVEST Financial Services Group, Inc.
 
North Carolina
 
UVEST
7

 
LPL Insurance Associates, Inc.
 
Delaware
 
LPL, LPL Financial
8

 
Fortigent Holdings Company, Inc.**
 
Delaware
 
Fortigent, LPL, LPL Financial
9

 
Fortigent, LLC
 
Delaware
 
Fortigent, LPL, LPL Financial
  
* All subsidiaries are wholly owned, directly or indirectly, by the Registrant.
** Holding companies.