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10-K - FORM 10-K - RETAIL OPPORTUNITY INVESTMENTS CORPf10k_022416p.htm
EX-10.20 - EXHIBIT 10.20 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_1020.htm
EX-3.4 - EXHIBIT 3.4 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_34.htm
EX-3.5 - EXHIBIT 3.5 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_35.htm
EX-10.21 - EXHIBIT 10.21 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_1021.htm
EX-10.22 - EXHIBIT 10.22 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_1022.htm
EX-21.1 - EXHIBIT 21.1 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_211.htm
EX-23.1 - EXHIBIT 23.1 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_231.htm
EX-31.2 - EXHIBIT 31.2 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_312.htm
EX-23.2 - EXHIBIT 23.2 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_232.htm
EX-10.23 - EXHIBIT 10.23 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_1023.htm
EX-31.1 - EXHIBIT 31.1 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_311.htm
EX-10.24 - EXHIBIT 10.24 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_1024.htm
EX-32.1 - EXHIBIT 32.1 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_321.htm
EX-10.25 - EXHIBIT 10.25 - RETAIL OPPORTUNITY INVESTMENTS CORPexh_1025.htm

EXHIBIT 3.6

 

FOURTH AMENDMENT

TO

SECOND AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP

OF

RETAIL OPPORTUNITY INVESTMENTS PARTNERSHIP, LP

This Fourth Amendment (this “Amendment”) to the Partnership Agreement (as defined below) of Retail Opportunity Investments Partnership, LP, a Delaware limited partnership (the “Partnership”), is made and entered as of December 31, 2015 by Retail Opportunity Investments GP, LLC, a Delaware limited liability company, which is the sole general partner of the Partnership (the “General Partner”).

WHEREAS, an Amendment to the Certificate of Limited Partnership of the Partnership was filed in the office of the Secretary of State of the State of Delaware on January 5, 2010;

WHEREAS, the General Partner and the limited partners of the Partnership entered into an Agreement of Limited Partnership of the Partnership, dated as of January 5, 2010, pursuant to which the Partnership was formed;

WHEREAS, the General Partner and the limited partners of the Partnership entered into the Second Amended and Restated Agreement of Limited Partnership of the Partnership, dated as of September 27, 2013, as amended on December 11, 2014, and as further amended on December 4, 2015 and December 10, 2015 (the “Partnership Agreement”);

WHEREAS, capitalized terms used but not defined herein shall have the meanings ascribed to them in the Partnership Agreement.

WHEREAS, pursuant to the terms and provisions of that certain Purchase and Sale Agreement dated December 9, 2015, by and among Retail Opportunity Investments Corp., a Maryland corporation (the “REIT”), the Partnership, and the Seller (as defined therein) (the “Purchase Agreement”), the Partnership, or its assignee, intends to purchase the real property and improvements commonly known as Warner Plaza located at 21777 Ventura Boulevard, Woodland Hills, CA 91364 (the “Property”) from the Sellers;

WHEREAS, in connection with the Purchase Agreement, the REIT and the Partnership entered into a Contribution Agreement, dated the date hereof, with the Seller (as defined therein, the “Contributor”)), and the Partnership shall issue OP Units, to pay the Purchase Price (as defined in the Purchase Agreement) for the Property, to the Contributors in exchange for the Property in accordance with the terms of the Purchase Agreement;

WHEREAS, pursuant to Section 4.03(a) of the Partnership Agreement, the General Partner has the power, without the prior consent of the Limited Partners (as defined in the Partnership Agreement), to cause the Partnership to issue additional Partnership Interests, in the form of Partnership Units (which includes OP Units), on such terms and conditions as shall be established by the General Partner in it sole and absolute discretion, in accordance with the Partnership Agreement; and

 
 

WHEREAS, pursuant to Sections 4.03(a) and 7.03(c) of the Partnership Agreement, the General Partner has the power, without the prior consent of the Limited Partners, to amend the Partnership Agreement to reflect any change in ownership of Partnership Interests, and the General Partner has determined that it is necessary and desirable to amend the Partnership Agreement, including any exhibits or schedules thereto, in order to reflect such changes.

NOW, THEREFORE, the General Partner desires to effect this Amendment to the Partnership Agreement as provided herein:

 

1.

Exhibit A. Exhibit A to the Partnership Agreement is hereby amended and restated in its entirety as set forth in Schedule A hereto.

 

2.

Partnership Agreement. Except as set forth herein, the Partnership Agreement shall remain in full force and effect.

 

3.

Governing Law. This Amendment shall be governed by, and construed in accordance with, the laws of the State of Delaware.

 

 

[The remainder of this page has been intentionally left blank]

  

 

 
 

IN WITNESS WHEREOF, this Fourth Amendment to the Partnership Agreement has been executed as of the date first written above.

GENERAL PARTNER:

Retail Opportunity Investments GP, LLC,

a Delaware limited liability company

 

By: Retail Opportunity Investments Corp.,
  a Maryland corporation,
  its sole member
   
   
  By: /s/ Michael B. Haines
  Name: Michael B. Haines
  Title:   Chief Financial Officer

 

 

 

 [Signature Page to Fourth Amendment to Partnership Agreement]

 
 

SCHEDULE A

PARTNERS AND PARTNERSHIP UNITS

As of December 31, 2015

Name of Partner Partnership Units (Amount) Type Address
General Partner:
Retail Opportunity Investments GP, LLC 1,113,323 OP Units

8905 Towne Centre Drive, Suite 108,

San Diego, California 92122

Attention: Chief Financial Officer
Facsimile No.: (858) 408-3810

Limited Partners:
Retail Opportunity Investments Corp. 98,023,311 OP Units

8905 Towne Centre Drive, Suite 108,

San Diego, California 92122

Attention: Chief Financial Officer
Facsimile No.: (858) 408-3810

Abby Sher 23,986 OP Units

15935 Alcima Ave.

Pacific Palisades, CA 90272

Ari Blum 14,290 OP Units

68 Madrone Avenue

Larkspur, CA 94939

Blum Family Trust 48,010 OP Units

c/o Rawson, Blum & Co.

505 Sansome Street, Suite 450

San Francisco, CA 94111

Blum Irrev. Trust, The Joseph 4,602 OP Units

c/o Rawson, Blum & Co.

505 Sansome Street, Suite 450

San Francisco, CA 94111

Circe Sher 14,919 OP Units

681 So. Fitch Mountain Road

Healdsburg, CA 95448

Clahan Revocable Trust 46,840 OP Units

c/o Eugene Clahan

16 Meadow Avenue

Kentfield, CA 94904

Justin Sher 14,371 OP Units 268 Bush Street, #3133
San Francisco, CA 94104

 

 
 

 

Name of Partner Partnership Units (Amount) Type Address
Lacey Sher 11,850 OP Units

10500 NE 8th St, Suite 850

Bellevue, WA 98004

Morgan Blum 14,290 OP Units

3678 23rd Street

San Francisco, CA 94110

Nigel Sher 10,889 OP Units

10500 NE 8th St, Suite 850

Bellevue, WA 98004

Rachel Sher 8,295 OP Units

10500 NE 8th St, Suite 850

Bellevue, WA 98004

Rawson, Blum & Co. 732 OP Units

c/o Rawson, Blum & Co.

505 Sansome Street, Suite 450

San Francisco, CA 94111

Rawson, Living Trust 79,562 OP Units

c/o David Rawson

2744 Green Street

San Francisco, CA 94123

Rebecca Wellington 10,889 OP Units

2729 51st Avenue SW

Seattle, WA 98116

SARM Enterprises 566,499 OP Units

10500 NE 8th St, Suite 850

Bellevue, WA 98004

Sher GP, Inc. 4,196 OP Units

c/o Ronald Sher

10500 NE 8th St., Suite 850

Bellevue, WA 98004

Sher, Merritt & Pamela Living Trust 128,632 OP Units

c/o Sher Partners

10500 NE 8th St., Suite 850

Bellevue, WA 98004

Sher, Ronald 143,160 OP Units

10500 NE 8th St., Suite 850

Bellevue, WA 98004

TCA Holdings LLC 1,581,813 OP Units

10500 NE 8th St., Suite 850

Bellevue, WA 98004

Terranomics 2,209 OP Units

c/o Sher Partners

10500 NE 8th St., Suite 850

Bellevue, WA 98004

Thomas Bomar 24,236 OP Units

71 Reed Ranch Road

Tiburon, CA 94920

W&P Stewart Trust dated 9/13/11 2,813 OP Units

27482 Willowbank Road

Davis, CA 95618

WS Harrison, LLC 989,272 OP Units

33855 Van Duyn Road

Eugene, Oregon 97408

 

 
 

  

Name of Partner Partnership Units (Amount)  Type Address
Donald F. Gaube 377,788 OP Units

287 Cross Road

Alamo, CA 94507

Frank K. Boscow and Sue C. Boscow Revocable Trust U/A dated December 12, 1996 113,657 OP Units

287 Cross Road

Alamo, CA 94507

2015 JSG Separate Property Trust dated as of November 24, 2015 20,254 OP Units

287 Cross Road

Alamo, CA 94507

Thomas Boscow 20,254 OP Units

3411 Gold Nugget Way

Placerville, CA 95667

LaFrance Family Trust dated January 6, 1993 150,503 OP Units

500 Fairview Blvd.

Incline Village, NV 89451

Deborah DeDomenico 32,210 OP Units

13424 Chalk Hill Road

Healdsburg, CA 95448

Dennis T. DeDomenico 32,210 OP Units

650 Alvarado Road

Berkeley, CA 94705

Claudia DeDomenico 32,210 OP Units

82 Beach St.

Belvedere, CA 94920

Lois M. DeDomenico QTIP Trust dated April 28, 1988 32,210 OP Units

2 Requa Place

Piedmont, CA 94611

Donna Holpainen 32,210 OP Units

4727 W. Roberts Way

Seattle, WA 98199

CDD&D Management, LLC 1,627 OP Units

650 Alvarado Road

Berkeley, CA 94705

Cesped 1992 Family Trust dated February 26, 1992 65,065 OP Units

970 Wedge Court

Incline Village, NV 89451

David E. Cesped 16,271 OP Units

13148 Freemanville Rd

Milton, GA 30004

Vidano 2005 Family Trust 16,271 OP Units

784 Cordilleras Ave

San Carlos, CA 94070

Holpainen Holdings, LLC 32,533 OP Units

4727 W. Roberts Way

Seattle, WA 98199

Sean Rhatigan & Ellen Rhatigan 16,267 OP Units

1347 Court St.

Alameda, CA 94501

Engstrom Family Trust dated May 21, 2004 32,556 OP Units

837 Jefferson Blvd.

West Sacramento, CA 95691

Jim and Marsha Engstrom Family Revocable Trust Established May 1,2006 40,685 OP Units

837 Jefferson Blvd.

West Sacramento, CA 95691

 

 
 

 

Name of Partner Partnership Units (Amount)  Type Address
Eric A. Engstrom and Sheila Engstrom 40,685 OP Units

837 Jefferson Blvd.

West Sacramento, CA 95691

Matthew K. Engstrom and Jennifer Engstrom 8,141 OP Units

837 Jefferson Blvd.

West Sacramento, CA 95691

Richard A. Bruzzone 118,787 OP Units

892 Broadmoor Court

Lafayette, CA 94549

ACSW, LLC 705,947 (SC Redeemable) OP Units

4437 Lake Washington Blvd. NE # 101

Kirkland, WA 98033

Ellen Burt LLC 705,947 (SC Redeemable) OP Units

3864 W. Mercer Way,

Mercer Island, WA 98040

Jay Sternoff

70,595 (SC Redeemable)

94,126 (SC Limited Participation)

305,911

OP Units

22440 NE Union Hill Road

Redmond, WA 98053

Nancy Sternoff

282,379 (SC Redeemable)

188,253 (SC Limited Participation)

OP Units

1 Grand Army Plaza #11a

Brooklyn, NY 11238

Richard Sternoff

181,615 (SC Redeemable)

289,017

OP Units

5320 Lansdowne Lane

Mercer Island, WA 98040

Plaza International 4,393,064 OP Units

21777 Ventura Boulevard

Woodland Hills, CA 91364

TOTALS 111,332,237 OP Units