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EX-99.3 - EXHIBIT 99.3 - OCLARO, INC.q2-16exhibit993.htm


 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
____________________

FORM 8-K/A
____________________

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

____________________

Date of Report (Date of earliest event reported): February 2, 2016
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OCLARO, INC.
(Exact name of Registrant as specified in its charter)
____________________


Delaware
(State or other jurisdiction of incorporation or organization)

000-30684
(Commission file number)

20-1303994
(I.R.S. Employer Identification Number)

 
225 Charcot Avenue, San Jose, California 95131
(Address of principal executive offices, zip code)
 
 
(408) 383-1400
(Registrant’s telephone number, including area code)
 
____________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 






Item 2.02 Results of Operations and Financial Condition
Oclaro, Inc. (the "Company") is filing this form 8-K/A to amend the Company's Current Report on Form 8-K filed February 2, 2016, to correct a wording mistake in one of the headings contained in the Company's press release announcing the results of the Company's second fiscal quarter ended December 26, 2015.  The press release correctly announced the Company's guidance for the quarter ending March 26, 2016, which is the Company's third fiscal quarter.  The heading for that third quarter guidance, however, inadvertently described it as "Second Quarter Fiscal 2016 Outlook.”  A revised version of the press release, with the corrected heading of "Third Quarter Fiscal 2016 Outlook," is furnished with this Form 8-K/A as Exhibit 99.3.
The information in this Form 8-K/A, including Exhibit 99.3, is furnished pursuant to Item 2.02 and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section. Furthermore, the information in this Form 8-K/A, including Exhibit 99.3, shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.    Description
99.3        Corrected version of press release issued by the Company on February 2, 2016.







SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
OCLARO, INC. 
 
 
Date: February 3, 2016
By:
/s/ David L. Teichmann
 
 
 
David L. Teichmann
 
 
 
Executive Vice President, General Counsel and Corporate Secretary