SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 7, 2016
CARVER BANCORP, INC.
(Exact Name of Registrant as Specified in its Charter)
(State or Other Jurisdiction
(Commission File No.)
75 West 125th Street, New York, NY
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (212) 360-8820
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 - Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) On January 12, 2016, Carver Bancorp, Inc. (the “Company”) issued a press release announcing that David L. Toner tendered his resignation on January 7, 2016 as the Chief Financial Officer of the Company and its wholly owned subsidiary, Carver Federal Savings Bank (the “Bank”), effective on or about February 18, 2016. Mr. Toner had no disagreement with the Company or the Bank that led to his resignation. The Company has initiated a search for a new Chief Financial Officer as further described in the press release.
A copy of the press release is attached as Exhibit 99.1 to this report and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
Financial statements of businesses acquired. Not Applicable.
Pro forma financial information. Not Applicable.
Shell company transactions: Not Applicable.
The following exhibit is filed as part of this report:
99.1 Press release entitled “Carver Bancorp, Inc. announces Chief Financial Officer notice of departure”, dated January 12, 2016.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
DATE: January 12, 2016
/s/Michael T. Pugh
Michael T. Pugh
President and Chief Executive Officer