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EX-99.1 - EXHIBIT 99.1 - ASSEMBLY BIOSCIENCES, INC.v428791_ex99-1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): January 11, 2016

 


 

ASSEMBLY BIOSCIENCES, INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware   001-35005   20-8729264

(State or other jurisdiction of

incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

101 Sixth Avenue, Ninth Floor

New York, NY 10013

(Address of principal executive offices, including zip code)

 

(646) 706-5208

(Registrant’s telephone number, including area code)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

 

Item 7.01                Regulation FD Disclosure.

 

On January 11, 2016, Assembly Biosciences, Inc. (the “Company”) announced that beginning on January 12, 2016, the slide presentation attached as Exhibit 99.1 will be presented by the Company’s management in various investor meetings. Information in this presentation may also be used by management of the Company in future meetings regarding the Company.

 

The information in this Item 7.01 and Exhibit 99.1 attached hereto is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such filing.

 

Item 9.01                  Financial Statements and Exhibits

 

(d) Exhibits.

 

Exhibit No.   Description
99.1   Slide presentation, dated January 2016

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: January 11, 2016 Assembly Biosciences, Inc.
   
     
  By: /s/ Derek Small
    Derek Small
    President and Chief Executive Officer

 

 

 

 

 

 

EXHIBIT INDEX

 

 

 

Exhibit No.   Description
99.1   Slide presentation, dated January 2016