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EX-99.1 - PRESS RELEASE - Ener-Core, Inc.f8k010416ex99i_enercore.htm

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): January 4, 2016

 

ENER-CORE, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   333-173040   45-0525350

(State or other jurisdiction
of incorporation)

  (Commission File Number)   (I.R.S. Employer
Identification No.)

 

9400 Toledo Way
Irvine, California 92618

(Address of principal executive offices) (Zip Code)

 

(949) 616-3300

(Registrant's telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

  

 

 

Item 8.01 Other Events.

 

On January 4, 2016, the Company issued a press release announcing the closing of its previously announced private placement of an aggregate of 625,000 shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”) and five-year warrants to purchase an aggregate of 312,500 shares of Common Stock, for aggregate gross proceeds of $2.5 million. A copy of the press release is included as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit Number   Description
     
99.1   Press Release dated January 4, 2016

  

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated:  January 4, 2016 ENER-CORE, Inc.
     
  By: /s/ Domonic J. Carney
    Domonic J. Carney
Chief Financial Officer    

 

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EXHIBIT INDEX

 

Exhibit Number   Description
     
99.1   Press Release dated January 4, 2016

 

 

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