Attached files

file filename
8-K - FORM 8-K - EMPIRE RESORTS INCd106296d8k.htm
EX-5.1 - EX-5.1 - EMPIRE RESORTS INCd106296dex51.htm
EX-99.3 - EX-99.3 - EMPIRE RESORTS INCd106296dex993.htm
EX-99.6 - EX-99.6 - EMPIRE RESORTS INCd106296dex996.htm
EX-99.8 - EX-99.8 - EMPIRE RESORTS INCd106296dex998.htm
EX-99.4 - EX-99.4 - EMPIRE RESORTS INCd106296dex994.htm
EX-99.1 - EX-99.1 - EMPIRE RESORTS INCd106296dex991.htm
EX-99.9 - EX-99.9 - EMPIRE RESORTS INCd106296dex999.htm
EX-99.5 - EX-99.5 - EMPIRE RESORTS INCd106296dex995.htm
EX-99.2 - EX-99.2 - EMPIRE RESORTS INCd106296dex992.htm

 

Exhibit 99.7

EMPIRE RESORTS, INC.

UP TO 20,138,888 SHARES OF COMMON STOCK

ISSUABLE UPON EXERCISE OF TRANSFERABLE RIGHTS

TO SUBSCRIBE FOR SUCH SHARES

NOMINEE HOLDER CERTIFICATION

The undersigned, a bank, custodian bank or other nominee holder (the “Nominee Holder”) of transferable subscription rights (the “Subscription Rights”) to purchase shares of common stock, par value $0.01 per share (the “Shares”) of EMPIRE RESORTS, INC. (the “Company”), pursuant to the rights offering described in the Company’s prospectus, dated January 4, 2016 (the “Prospectus Supplement”), hereby certifies to the Company and Continental Stock Transfer & Trust Company, as subscription agent for the rights offering, that the undersigned has exercised, on behalf of the beneficial owners thereof (which may include the undersigned), the Subscription Rights to subscribe for the number of Shares specified below under the basic subscription right, and on behalf of beneficial owners of Subscription Rights who have exercised their basic subscription rights in full, requests to subscribe for the number of additional Shares specified below pursuant to the oversubscription right, the terms of which are described further in the Prospectus Supplement, listing separately each exercised basic subscription right and any corresponding oversubscription right as to each beneficial owner (without identifying any such beneficial owner) for whom the Nominee Holder is acting hereby:

 

NUMBER OF

SHARES OWNED

ON RECORD DATE

  

NUMBER OF SHARES

SUBSCRIBED FOR

PURSUANT TO BASIC

SUBSCRIPTION RIGHT

  

NUMBER OF SHARES

SUBSCRIBED FOR

PURSUANT TO

OVERSUBSCRIPTION RIGHT

     

  

     

  

     

     

  

     

  

     

     

  

     

  

     

     

  

     

  

     

     

  

     

  

     

 

 

 

Name of Broker, Custodian Bank or Other Nominee

 

By:    
  Authorized Signature

 

Name:    
  (please type or print)

Provide the following information if applicable:

 

 

 

Depository Trust Company (“DTC”)

Participant Number

 

 

 

Participant

 

By:    

 

Name:    

 

Title:    

DTC Subscription Confirmation Numbers