Attached files
| file | filename |
|---|---|
| EX-99.1 - EXHIBIT 99.1 - SMARTFINANCIAL INC. | v427396_ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of earliest event reported: December 22, 2015
SMARTFINANCIAL, INC.
(Exact Name of Registrant as Specified in its Charter)
| Tennessee | 333-203449 | 62-1173944 | ||
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||
5401 Kingston Pike, Suite 600 Knoxville, Tennessee | 37919 | |
| (Address of Principal Executive Offices) | (Zip Code) | |
| (865) 437-5700 |
|
(Registrant’s telephone number, including area code)
|
|
(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01 Other Events
On December 22, 2015, SmartFinancial, Inc. (the “Company”) announced that its common stock has been approved for listing on the NASDAQ Capital Market effective as of the opening of trading on December 21, 2015. The Company’s common stock was previously traded on over the counter markets. It will continue to be traded on NASDAQ under the ticker symbol “SMBK.”
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
| 99.1 | Press Release dated December 22, 2015 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SMARTFINANCIAL, INC. | |
| Date: December 22, 2015 | |
| /s/ William Y. Carroll, Jr. | |
| William Y. Carroll, Jr. | |
| President & Chief Executive Officer |
EXHIBIT INDEX
| Exhibit No. | Description |
| 99.1 | Press Release dated December 22, 2015 |