UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
December 15, 2015
TRUETT-HURST, INC.
(Exact name
of registrant as specified in its charter)
| Delaware | 333-187164 | 46-1561499 |
|
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
| 125 Foss Creek Circle, Healdsburg, CA | 95448 | |
| (Address of principal executive offices) | (Zip Code) | |
Registrant's telephone number, including area code: (707) 431-4423
Not applicable
(Former name or former address, if changed since last report):
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On December 15, 2015, the Compensation Committee approved the grant of stock options to Paul Forgue, CFO/COO of Truett-Hurst, Inc. The exercise price of the options is $2.50 with vesting of 25% on June 30, 2016, June 30, 2017, June 30, 2018 and June 30, 2019. The black scholes fair value for the options is $70,000.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Truett-Hurst Inc. | |||
| By: | /s/ Philip L. Hurst | ||
| Philip L. Hurst Chief Executive Officer |
Date: December 21, 2015 | ||