SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act
December 11, 2015
Date of Report (Date of Earliest Event Reported)
GLOBAL ARENA HOLDING, INC.
(Exact name of registrant as specified in its charter)
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| Delaware |
| 00049819 |
| 33-0931599 |
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| (I.R.S. Employer Identification Number) |
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| 850 Third Avenue, Suite 16C New York, NY |
| 10022 |
| (Address of principal executive offices) |
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(212) 508-4700
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 3.02 – Unregistered Sales of Equity Securities
On December 11, 2015, the registrant issued a total of 11,166,664 common shares, 5,583,332 A warrants and 5,583,332 B warrants to the following individuals. Each A warrant is exercisable into one common share of the registrant at $.10 per common share with an exercise period of three years. Each B warrant is exercisable into one common share of the registrant at $.12 per common share with an exercise period of three years. The subscriptions for the securities were cash payments of $.12 per two common shares, one A warrant and one B warrant for an aggregate of $670,000 and were received by the registrant from October 13, 2015 through October 28, 2015.
Common Shares
A Warrants
B Warrants
Lee Thiam Seng
3,333,334
1,666,667
1,666,667
Lim Chap Hunt
1,666,666
833,333
833,333
Lim Chin Keong
833,334
416,667
416,667
Tan Bock Huat
833,334
416,667
416,667
Teo Choon Hock
833,334
416,667
416,667
Ng Fook Ai Victor
833,334
416,667
416,667
The Cevans Irrevocable Trust
Robert R Reyers Trustee
1,000,000
500,000
500,000
Mark Woods
333,332
166,666
166,666
George Rizos
416,666
208,333
208,333
Robert McCoy
333,332
166,666
166,666
William Lipkin
416,666
208,333
208,333
Jonny Crain
333,332
166,666
166,666
The securities are being issued pursuant to an exemption from registration under Section 4(a)(2) of the Securities Act of 1933.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
Global Arena Holding, Inc.
By: /s/ John Matthews
John Matthews
Chief Executive Officer
Dated: December 14, 2015
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