UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 9, 2015
TERRAPIN 3 ACQUISITION CORPORATION
(Exact name of registrant as specified in its charter)
| Delaware | 001-36547 | 46-4388636 | ||
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) |
c/o Terrapin Partners, LLC 1700 Broadway, 18th Floor New York, New York |
10019 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (212) 710-4100
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07. Submission of Matters to a Vote of Security Holders.
On December 9, 2015, Terrapin 3 Acquisition Corporation (the “Company”) held its 2015 annual meeting of stockholders (the “Meeting”). At the Meeting, stockholders (i) re-elected three directors to serve as Class I directors on the Company’s Board of Directors until the 2017 annual meeting of stockholders or until their successors are elected and qualified; (ii) ratified the selection by the Company’s audit committee of WithumSmith+Brown, PC to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2015; (iii) approved the compensation of the Company’s named executive officers; and (iv) selected three years as the rate of frequency of holding future stockholder advisory votes on executive compensation.
Set forth below are the final voting results for each of the proposals:
Proposal No. 1 – Election of directors
George Brokaw, Victor Mendelson and Rob Redmond were re-elected to serve as Class I directors. The voting results were as follows:
| Name | For | Withheld | Broker Non-Votes | |||
| George Brokaw | 19,635,565 | 0 | 892,709 | |||
| Victor Mendelson | 19,635,565 | 0 | 892,709 | |||
| Rob Redmond | 19,635,565 | 0 | 892,709 |
Proposal No. 2 – Ratification of independent registered public accounting firm
The stockholders ratified the selection of WithumSmith+Brown, PC to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2015. The voting results were as follows:
| For | Against | Abstain | ||
| 20,528,274 | 0 | 0 |
Proposal No. 3 – Advisory vote regarding the compensation of named executive officers
The stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers. The voting results were as follows:
| For | Against | Abstain | Broker Non-Votes | |||
| 19,427,441 | 130,000 | 78,124 | 892,709 |
Proposal No. 4 – Advisory vote regarding the frequency of stockholder advisory votes on executive compensation
The stockholders approved, on an advisory basis, a frequency of every three years for holding future stockholder advisory votes on executive compensation. The voting results were as follows:
| Three Years | Two Years | One Year | Abstain | Broker Non-Votes | ||||
| 11,069,364 | 100 | 8,536,101 | 30,000 | 892,709 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: December 9, 2015
| TERRAPIN 3 ACQUISITION CORPORATION | |||
| By: | /s/ Sanjay Arora | ||
| Name: Sanjay Arora | |||
| Title: Chief Executive Officer | |||