Attached files
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| EX-99.1 - EXHIBIT 99.1 - China XD Plastics Co Ltd | ex99x1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 7, 2015
CHINA XD PLASTICS COMPANY LIMITED
(Exact Name of Registrant as Specified in Its Charter)
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Nevada
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001-34546
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04-3836208
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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No. 9 Dalian North Road, Haping Road Centralized Industrial Park,
Harbin Development Zone, Heilongjiang Province, PRC 150060
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(Address of Principal Executive Offices)
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(86) 451-8434-6600
(Registrant's Telephone Number, Including Area Code)
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07
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Submission of Matters to a Vote of Security Holders.
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On December 3, 2015, China XD Plastics Company Limited (the "Company") held its 2015 Annual Meeting of Stockholders (the "Annual Meeting"), for the purpose of: (i) electing eight (8) directors; (ii) approving, on an advisory basis, the 2014 compensation of named executive officers (the "say-on-pay vote"); and (iii) ratifying the appointment of KPMG Huazhen LLP as the Company's independent registered certified public accountant for the fiscal year ending December 31, 2015. For more information on the proposals described below, please refer to the Company's proxy statement dated November 23, 2015.
As of November 23, 2015, the record date for the Annual Meeting, there were a total of 49,323,284 shares of common stock, par value $0.0001 per share (the "Common Stock"), 1,000,000 shares of series B preferred stock, par value $0.0001 per share (the "Series B Preferred Stock"), and 16,000,000 shares of series D preferred stock, par value $0.0001 per share (the "Series D Preferred Stock") issued and outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 35,748,539 shares of Common Stock, 1,000,000 shares of Series B Preferred Stock, and 16,000,000 shares of Series D Preferred Stock, collectively representing an approximately 87.53 % of the combined voting power of all classes of stock entitled to vote, were represented in person or by proxy, and therefore a quorum was present.
The voting results for each of the proposals voted upon are as follows:
Proposal 1 — Election of Directors
The eight (8) nominees proposed by the Board of Directors were elected to serve as directors until the Company's Annual Meeting of Stockholders to be held in 2016 and until each director's successor is duly elected and qualified. The voting results for each nominee were as follows:
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Nominee
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For
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Withheld
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Broker Non-votes
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Jie Han
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50,834,210
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1,914,329
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13,574,745
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Taylor Zhang
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50,834,210
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1,914,329
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13,574,745
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Qingwei Ma
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50,834,210
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1,914,329
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13,574,745
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Lawrence W. Leighton
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50,834,210
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1,914,329
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13,574,745
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Linyuan Zhai
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50,834,210
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1,914,329
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13,574,745
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Feng Li
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50,834,210
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1,914,329
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13,574,745
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Homer Sun*
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16,000,000
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0
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N/A
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Jun Xu*
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16,000,000
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0
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N/A
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* Homer Sun and Jun Xu were voted on solely by the holders of Series D Preferred Stock.
Proposal 2 — Approval, on an Advisory Basis, of the 2014 Compensation of Named Executive Officers (the "Say-On-Pay Vote")
Stockholders approved, on an advisory basis, the compensation of the Company's named executive officers, based on the following voting results:
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For
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Against
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Abstain
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Broker Non-votes
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52,748,539
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0
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0
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13,574,745
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Proposal 3 — Ratification of Appointment of KPMG Huazhen LLP as the Company's Independent Auditor
Stockholders ratified the appointment of KPMG Huazhen LLP as the Company's independent registered certified public accountant for the fiscal year ending December 31, 2015, based on the following voting results:
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For
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Against
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Abstain
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Broker Non-votes
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52,748,539
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0
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0
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13,574,745
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Item 9.01 Financial Statements and Exhibits.
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(d)
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Exhibits.
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Exhibit No.
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Exhibit Description
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99.1
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Press Release dated December 7, 2015.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dated: December 7, 2015
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CHINA XD PLASTICS COMPANY LIMITED
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By:
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/s/ Jie Han
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Name:
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Jie HAN
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Title:
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Chief Executive Officer
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