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EX-99.1 - EXHIBIT 99.1 - Lument Finance Trust, Inc.v424111_ex99-1.htm

  

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 


FORM 8-K
CURRENT REPORT

 

 


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 


Date of Report (Date of earliest event reported): November 9, 2015

 

Five Oaks Investment Corp.
(Exact name of registrant as specified in its charter)

 

Maryland 001-35845 45-4966519

(State or other jurisdiction 

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

540 Madison Av., 19th Floor

New York, New York

10022
(Address of principal executive offices) (Zip Code)

  

(212) 257-5073
(Registrant’s telephone number, including area code)

 

 

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

  

 

 

 

Item 2.02. Results of Operations and Financial Condition.

 

On November 9, 2015, Five Oaks Investment Corp. (the “Company”) issued a press release announcing its financial results for the fiscal quarter ended September 30, 2015 (the “Release”). A copy of the Release is attached hereto as Exhibit 99.1, and is incorporated herein by reference.

 

The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

99.1 - Press Release of Five Oaks Investment Corp., November 9, 2015.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Five Oaks Investment Corp.
     
     
November 9, 2015 By: /s/ DAVID OSTON
    David Oston
    Chief Financial Officer, Secretary and Treasurer