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EX-99.2 - AUDITED STATEMENTS OF REVENUE AND RELATED EXPENSES - Tribute Pharmaceuticals Canada Inc.tbuff_ex992.htm
EX-99.3 - PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS - Tribute Pharmaceuticals Canada Inc.tbuff_ex993.htm
EX-23.1 - CONSENT OF PWC - Tribute Pharmaceuticals Canada Inc.tbuff_ex231.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K/A
 
(Amendment No. 2)
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (date of earliest event reported): October 2, 2014
 
Tribute Pharmaceuticals Canada Inc.
(Exact name of registrant as specified in its charter)
 
         
Ontario, Canada
 
000-31198
 
Not Applicable
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(I.R.S. Employer Identification Number)
 
151 Steeles Avenue East, Milton, Ontario, Canada L9T 1Y1
(Address of principal executive offices) (Zip code)
 
(905) 876-1118
Registrant’s telephone number, including area code
 
N/A
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 
 
Explanatory Note

Tribute Pharmaceuticals Canada Inc., an Ontario, Canada corporation (the “Company”), is filing this Amendment No. 2 on Form 8-K/A (“Amendment No. 2”) to amend the Current Report on Form 8-K (the “Original Form 8-K”) originally filed with the Securities and Exchange Commission (the “Commission”) on October 8, 2014 (the “Original Filing Date”) and amended by Amendment No. 1 to the Original Form 8-K filed with the Commission on December 9, 2014 (the “Amended Form 8-K”).  This Amendment No. 2 amends the Amended Form 8-K to include certain financial information in connection with the Company’s acquisition of the Canadian rights to manufacture, market, promote, distribute and sell Fiorinal®, Fiorinal® C, Visken® and Viskazide® (the “Acquired Businesses”). The financial information being provided by Amendment No. 2 includes: (i) Audited Statements of Revenue and Related Expenses of the Acquired Businesses; and (ii) Unaudited pro forma condensed consolidated financial information of the Company and the Acquired Businesses, for the year ended December 31, 2013 and the nine months ended September 30, 2014.  This financial information relating to the Acquired Businesses is being provided in response to comments received by Aralez Pharmaceuticals Ltd. from the Commission relating to its filing of Form S-4, as amended, in connection with the proposed acquisition of the Company by Pozen, Inc.  No other changes are being made to the Amended Form 8-K.
 
Item 9.01
Financial Statements and Exhibits.
 
a) Financial statements of business acquired.
 
The audited Statements of Revenue and Related Expenses of the Acquired Businesses for the year ended December 31, 2013 and the nine months ended September 30, 2014, are filed herewith as Exhibit 99.2. The consent of PricewaterhouseCoopers AG is attached as Exhibit 23.1 to this Amendment No. 2.
 
b) Pro forma financial information.
 
The unaudited pro forma condensed consolidated financial information of the Company and the Acquired Businesses as of and for the year ended December 31, 2013 and as of and for the nine months ended September 30, 2014 are filed herewith as Exhibit 99.3.
 
d) Exhibits
 
The following exhibits are filed herewith:
 
 
Exhibit
No.
  
 
Description
   
 
Consent of PricewaterhouseCoopers AG
  
Audited Statements of Revenue and Related Expenses
  
Pro Forma Condensed Consolidated Financial Statements

*      Filed herewith.

 
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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Amendment to be signed on its behalf by the undersigned hereunto duly authorized.
 
  TRIBUTE PHARMACEUTICALS CANADA INC.  
       
Date: October 29, 2015
By:
/s/ Scott Langille  
    Name: Scott Langille  
    Title: Chief Financial Officer  
       
 
 
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EXHIBIT INDEX
     
 
Exhibit
No.
  
 
Description
   
 
Consent of PricewaterhouseCoopers AG
  
Audited Statements of Revenue and Related Expenses
  
Pro Forma Condensed Consolidated Financial Statements

*      Filed herewith.
 
 
 
 
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