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EX-99.1 - EXHIBIT 99.1 - SMTC CORPexh_991.htm
EX-99.2 - EXHIBIT 99.2 - SMTC CORPexh_992.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported):

 

October 28, 2015

 

SMTC CORPORATION

 

(Exact name of registrant as specified in its charter)

 

 

Delaware 0-31051 98-0197680
(State or other jurisdiction of incorporation or
organization)
(Commission File Number) (I.R.S. Employer Identification No.)

 

 

2302 TRADE ZONE BOULEVARD

SAN JOSE, CALIFORNIA, UNITED STATES OF AMERICA 95131

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (408) 934 7100

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 

 
 

 

Item 2.02.   Results of Operations and Financial Condition.

 

On October 27, 2015, SMTC Corporation issued a press release announcing its financial results for its third quarter ended September 27, 2015, a copy of which is attached as Exhibit 99.1 to this Current Report and incorporated herein by reference.

 

On October 28, 2015, SMTC Corporation held a teleconference announcing its financial results for its third quarter ended September 27, 2015. A transcript of this teleconference is attached as Exhibit 99.2 to this Current Report and incorporated herein by reference.

 

The information being furnished under Item 2.02 in this Form 8-K, including the accompanying exhibits, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities and Exchange Act of 1934 (the “Exchange Act”), or otherwise subject to the liability of such section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, regardless of the general incorporation language of such filing, except as shall be expressly set forth by specific reference in such filing.

 

 

Item 9.01.   Financial Statements and Exhibits

 

Exhibit
Number
  Description
     
99.1   Press Release of SMTC Corporation dated October 27, 2015.
99.2   Transcript of SMTC Corporation’s third quarter 2015 results teleconference held October 28, 2015.

 

 

 

 

 

 

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: October 28, 2015 SMTC CORPORATION  
       
  By:  /s/ Sushil Dhiman  
  Name: Sushil Dhiman  
  Title: President and  Chief Executive Officer