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EX-99.1 - EX-99.1 - BREEZE-EASTERN CORPbzc-ex991_6.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 28, 2015

 

Breeze-Eastern Corporation

(Exact Name of Small Business Issuer as Specified in Its Charter)

 

 

Delaware

 

001-07872

 

95-4062211

State or Other Jurisdiction

of Incorporation of Organization)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

 

35 Melanie Lane

Whippany, New Jersey

 

07981

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s telephone number, including area code: (973) 602-1001

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

 


 

Section 2– Financial Information

 

Item 2.02.

Results of Operations and Financial Condition.

On October 28, 2015, Breeze-Eastern Corporation issued a press release announcing its financial results for the quarter ended September 30, 2015. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

The information in this Item 2.02 of this Current Report, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section. The information in this Item 2.02 of this Current Report shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, or the Exchange Act.

Section 9– Financial Information

 

Item 9.01.

Financial Statements and Exhibits.

 

(d)

Exhibits. The following exhibit is furnished with this Current Report on Form 8-K:

 

No.

 

Description

 

 

 

99.1

 

Press Release dated October 28, 2015, announcing financial results for the quarter ended September 30, 2015.

 

 

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

BREEZE-EASTERN CORPORATION

 

 

 

 

 

Dated: October 28, 2015

 

 

 

/s/ Serge Dupuis

 

 

 

 

Serge Dupuis

 

 

 

 

Chief Financial Officer and Treasurer