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EX-99.1 - CAROLINA FINANCIAL CORPe00385_ex99-1.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Date of Report (Date of earliest event reported): October 21, 2015

 

 

   CAROLINA FINANCIAL CORPORATION   

(Exact Name of Registrant As Specified in Its Charter)

 

   Delaware   

(State or Other Jurisdiction of Incorporation)

 

   000-19029       57-1039637   
(Commission File Number) (I.R.S. Employer Identification No.)

 

 

   288 Meeting Street, Charleston, South Carolina       29401   
(Address of Principal Executive Offices) (Zip Code)

 

   (843) 723-7700   

(Registrant’s Telephone Number, Including Area Code)

 

 

   Not Applicable   

(Former Name or Former Address, if Changed Since Last Report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Item 2.02.  Results of Operations and Financial Condition

 

On October 21, 2015, Carolina Financial Corporation (the “Company”) issued a news release announcing its results of operations for the three and nine months period ended September 30, 2015. A copy of the news release is attached hereto as Exhibit 99.1.

 

 

Item 9.01.  Financial Statements and Exhibits.

 

(d)      Exhibits

 

 

Exhibit

Number

 

Description

  99.1 News Release dated October 21, 2015.

 

 

SIGNATURES

  

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

  CAROLINA FINANCIAL CORPORATION,
  Registrant
       
  By: /s/ William A. Gehman, III  
  Name:   William A. Gehman, III  
  Title: Chief Financial Officer  

 

Dated: October 21, 2015