Attached files

file filename
EX-3.2 - EXHIIT 3.2 - PDS Biotechnology Corps000911x12_ex3-2.htm
EX-3.1 - EXHIBIT 3.1 - PDS Biotechnology Corps000911x12_ex3-1.htm
EX-99.1 - EXHIBIT 99.1 - PDS Biotechnology Corps000911x12_ex99-1.htm

 

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION

 Washington, DC 20549

 

 

 

 FORM 8-K


 

 

CURRENT REPORT 

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

 SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): October 6, 2015

 

Edge Therapeutics, Inc.

(Exact name of Registrant as specified in its charter)

 

Delaware   001-37568   26-4231384

(State or Other Jurisdiction

of Incorporation or Organization)

 

 

(Commission

 File Number)

 

 

(I.R.S. Employer

 Identification No.)

 

 

 

 

200 Connell Drive, Suite 1600

 Berkeley Heights, NJ 07922

(800) 208-3343

 (Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 

 Not Applicable

(Former name or former address, if changed since last report)

 

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)

 

oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

Item 5.03          Amendments to Articles of Incorporation or Bylaws

 

On October 6, 2015, Edge Therapeutics, Inc.’s (the “Company”) eighth amended and restated certificate of incorporation, in substantially the form previously filed as Exhibit 3.1 to Pre-Effective Amendment No. 1 to the Company’s Registration Statement on Form S-1 (File No. 333-206416) (the “Registration Statement”), became effective. On October 6, 2015, the Company’s second amended and restated bylaws, in the form previously filed as Exhibit 3.2 to Pre-Effective Amendment No. 1 to the Registration Statement became effective. A description of the Company’s capital stock giving effect to the amendment and restatement of its certificate of incorporation and bylaws has previously been reported by the Company in its prospectus, dated September 30, 2015, filed pursuant to Rule 424(b) of the Securities Act of 1933, as amended. The eighth amended and restated certificate of incorporation and the second amended and restated bylaws are filed herewith as Exhibit 3.1 and Exhibit 3.2, respectively, and are incorporated herein by reference.

 

Item 8.01          Other Events

 

On October 6, 2015, the Company issued a press release announcing the completion of its initial public offering of 8,412,423 shares of common stock (the “Shares”) for cash consideration of $11 per share to a syndicate of underwriters led by Leerink Partners LLC and Credit Suisse Securities (USA) LLC, acting as joint bookrunning managers for the offering.  The other underwriters in the syndicate were Guggenheim Securities, LLC and JMP Securities LLC, acting as co-managers.  A copy of the press release is filed herewith as Exhibit 99.1.

 

Item 9.01          Financial Statements and Exhibits

 

Exhibit
Number
  Description
     
3.1   Eighth Amended and Restated Certificate of Incorporation of Edge Therapeutics, Inc.
     
3.2   Second Amended and Restated Bylaws of Edge Therapeutics, Inc.
     
99.1   Press Release, dated October 6, 2015.

2
 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: October 6, 2015 Edge Therapeutics, Inc.
   
    By: /s/ Brian A. Leuthner
      Name: Brian A. Leuthner
      Title: President and Chief Executive Officer

3
 

EXHIBIT INDEX

 

Exhibit
Number
  Description
     
3.1   Eighth Amended and Restated Certificate of Incorporation of Edge Therapeutics, Inc.
     
3.2   Second Amended and Restated Bylaws of Edge Therapeutics, Inc.
     
99.1   Press Release, dated October 6, 2015.