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EX-14.1 - EX-14.1 - Keurig Dr Pepper Inc.exhibit1.htm
 

 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     
Date of Report (Date of Earliest Event Reported):   September 16, 2015

Dr Pepper Snapple Group, Inc.
__________________________________________
(Exact name of registrant as specified in its charter)

     
Delaware 001-33829 98-0517725
_____________________
(State or other jurisdiction
_____________
(Commission
______________
(I.R.S. Employer
of incorporation) File Number) Identification No.)
      
5301 Legacy Drive, Plano, Texas   75024
_________________________________
(Address of principal executive offices)
  ___________
(Zip Code)
     
Registrant’s telephone number, including area code:   972-673-7300

Not Applicable
______________________________________________
Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Item 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics.

Effective September 16, 2015, the Company's Board of Directors approved revisions to the Company's Code of Conduct (the "Revised Code of Conduct"). A new question entitled "WHO MUST APPROVE A WAIVER?" was added to the "KEY QUESTIONS" section and the section entitled "AVOID CONFLICTS OF INTEREST - Outside Investments and Business" provision was revised. A copy of the Revised Code of Conduct is attached as Exhibit 14.1 to this Current Report on Form 8-K and is incorporated herein by reference.

As soon as the above revisions are completed in the online version, the Revised Code of Conduct may be found on our website at http://investor.drpeppersnapplegroup.com/corporate-governance-guidelines.





Item 9.01 Financial Statements and Exhibits.

(d) Exhibits:

14.1 Dr Pepper Snapple Group: Our Code of Conduct






SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    Dr Pepper Snapple Group, Inc.
          
September 16, 2016   By:   James L. Baldwin
       
        Name: James L. Baldwin
        Title: Executive Vice President & General Counsel


Exhibit Index


     
Exhibit No.   Description

 
14.1
  Dr Pepper Snapple Group: Our Code of Conduct