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EX-99.1 - EX-99.1 - BREEZE-EASTERN CORPd86197dex991.htm





Washington, D.C. 20549







Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 16, 2015



Breeze-Eastern Corporation

(Exact Name of Small Business Issuer as Specified in Its Charter)




Delaware   001-07872   95-4062211

State or Other Jurisdiction of

Incorporation of Organization)



File Number)


(IRS Employer

Identification Number)


35 Melanie Lane

Whippany, New Jersey

(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (973) 602-1001


(Former Name or Former Address, if Changed Since Last Report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Item 7.01. Regulation FD Disclosure.

On September 16, 2015, at 10:00 a.m. Eastern Time, Breeze-Eastern Corporation (the “Company”) will hold its annual meeting of stockholders at its principal executive offices located at 35 Melanie Lane, Whippany, New Jersey 07981. During the annual meeting, Brad Pedersen, the Company’s President and Chief Executive Officer, will make a presentation to stockholders and other attendees that will discuss the operations of the business.

A copy of Mr. Pedersen’s slide presentation is being furnished pursuant to Regulation FD as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including the exhibit hereto, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. Furthermore, the slide presentation shall not be deemed to be incorporated by reference into the Company’s filings under the Securities Act of 1933, as amended, or the Securities Act of 1934, as amended, except as set forth with respect thereto in any such filing.


Item 9.01 Financial Statements and Exhibits


  (d) Exhibits. The following exhibit is furnished with this Current Report on Form 8-K:





99.1    Slide Presentation dated September 2015 (furnished pursuant to Item 7.01)


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: September 16, 2015      

/s/ Serge Dupuis

      Serge Dupuis
      Chief Financial Officer, Treasurer and Corporate Secretary