Attached files
| file | filename |
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| EX-99.1 - EXHIBIT 99.1 - C1 Financial, Inc. | v420242_ex99-1.htm |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 11, 2015
C1 FINANCIAL,
INC.
(Exact name of registrant as specified in its charter)
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Florida (State or other jurisdiction |
001-36595 (Commission |
46-4241720 (IRS Employer |
100 5th Street South
St. Petersburg, Florida 33701
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (877) 266-2265
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 11, 2015, C1 Bank (the “Bank”), a wholly owned subsidiary of C1 Financial, Inc. (the “Registrant”), issued a press release announcing the resignation of Katie Pemble from the bank and from the boards of the Bank and the Registrant, effective immediately. The full text of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference.
The information in this Current Report on Form 8-K and in Exhibit 99.1 hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits
The following exhibit is furnished herewith.
(d) Exhibits.
| Exhibit Number | Description |
| 99.1 | C1 Bank Press Release – Katie Pemble Resignation |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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C1 FINANCIAL, INC.
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| By: | /s/ Trevor R. Burgess | |
| Trevor R. Burgess | ||
| President and Chief Executive Officer | ||
Date: September 14, 2015
index to exhibits
| Exhibit Number | Description |
| 99.1 | C1 Bank Press Release – Katie Pemble Resignation |