Attached files
| file | filename |
|---|---|
| EX-99.2 - EX-99.2 - EMERGENT CAPITAL, INC. | d10485dex992.htm |
| EX-99.1 - EX-99.1 - EMERGENT CAPITAL, INC. | d10485dex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) September 11, 2015
EMERGENT CAPITAL, INC.
(Exact name of registrant as specified in its charter)
| Florida | 001-35064 | 30-0663473 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) | ||
| 5355 Town Center Road, Suite 701 Boca Raton, Florida |
33486 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number including area code: (561) 995-4200
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 8.01 | Other Events. |
On September 11, 2015, Emergent Capital, Inc. (the “Company”) issued a press release announcing the dismissal of a shareholder lawsuit brought against the Company and its directors in the United States District Court for the Southern District of Florida, Case No. 15-CV-80505 styled as Harry Rothenberg v. Imperial Holdings, Inc., et al. Copies of the press release and the Court’s dismissal order are attached hereto as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
| 99.1 | Press release issued September 11, 2015. | |
| 99.2 | Order Granting Unopposed Motion for Approval of Dismissal of Shareholder Derivative Claims and Class Action Claims. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
September 11, 2015
| EMERGENT CAPITAL, INC. | ||
| (Registrant) | ||
| By: | /s/ Michael Altschuler | |
| Michael Altschuler | ||
| General Counsel and Secretary | ||